Cancer Therapy Vol 2, 403-414, 2004
Cellular drug resistance in lung cancer
Jrgen Mattern*
Clinical Cooperation Unit Nuclear Medicine, German
Cancer Research Center, Im Neuenheimer Feld 280, D-69120 Heidelberg, Germany
__________________________________________________________________________________
*Correspondence: Jrgen
Mattern, M.D., Clinical Cooperation Unit Nuclear Medicine, German Cancer
Research Center, Im Neuenheimer Feld 280, D-69120 Heidelberg, Germany, Tel:
+49-6221-423221, Fax: +49-6221-423225, e-mail: j.mattern@dkfz.de
Key words: Drug
resistance, lung cancer, resistance-related proteins, protooncogenes, DNA
microarray technology
Abbreviations:
antioxidant enzymes, (AOE); 50% inhibitory concentration, (IC50); called
multidrug resistance, (MDR); cyclin-dependent kinases (cdks); glutathione
peroxidase, (GPX); glutathione S-transferase,
(GST); glutathione, (GSH);
hypoxia-inducible factor-1, (HIF-1); lung resistance protein, (LRP);
Metallothioneins, (MTs); non-small cell lung cancer, (NSCLC); O6-alkylguanine-DNA alkyltransferase, (ATase); of multidrug resistance-associated protein, (MRP); P-glycoprotein, (P-gp); small
cell lung cancer, (SCLC); surface enhanced laser desorption/ionisation,
(SELDI); Thymidylate synthase, (TS); topoisomerase II, (topo II); World Health
Organization, (WHO)
Summary
Drug
resistance is an important problem in the treatment of patients with lung
cancer. Tumors become resistant not only to the drugs used initially, but also
to those to which they have not yet been exposed. Data obtained from various
sources indicate that multiple mechanisms contribute to drug resistance. Many
of them are inter-related or independent of each other, but may exist
simultaneously in cancer cells or subpopulation of cells, producing an overall
drug-resistant phenotype. The resistance-related proteins P-glycoprotein,
glutathione-dependent enzymes, topoisomerases, metallothioneins, thymidylate
synthase and O6-alkyl-DNA alkyltransferase have been found in various human
lung tumors, but these alone cannot explain the drug-resistant phenotype.
Cell-cycle-related proteins, angiogenic factors, protooncogenes, and tumor
suppressor genes also play a role in the resistant phenotype. In future, a key
challenge will be to determine the relative quantitative contributions of each
of these mechanisms to overall resistance. The use of DNA microarray technology
in drug resistance in lung cancer will yield insight into the mechanisms of
drug resistance and the rational design of more effective strategies to
circumvent resistance.
Lung cancer
is a global problem. It is the most frequent cancer in the world, and the
epidemic of lung cancer is still continuing. The global incidence of lung
cancer is increasing at 0.5% per year. Consequently, lung cancer will remain a
major cause of world wide cancer death in the 21th century (Haugen, 2000).
The prognosis of lung cancer is very poor: nearly 80% of patients die within 1 year of diagnosis. Despite major advances in patient management, chemotherapy and radiotherapy made over the past decades, long-term survival is obtained in only 5-10% of the patients (Richardson and Johnson, 1993; Mattern et al, 2002). The major problem in lung cancer chemotherapy is the emergence of inherent and acquired drug resistance of the cancer cells. Resistance to anticancer agents is observed frequently in small cell lung cancer (SCLC) and non-small cell lung cancer (NSCLC). Most patients with SCLC have an initial response to chemotherapy, but the majority relapses and their tumors will be largely refractory to further treatment. NSCLC are inherent resistant and are generally nonresponsive to initial chemotherapy.
Clinical drug resistance
criteria are defined on the basis of tumor response criteria documented by the
World Health Organization (WHO) or other such organizations. When a patient does
not show more than a partial response after chemotherapy treatment, the tumor
is considered to be resistant to the anticancer drugs used. Criteria for in
vitro drug resistance are not clear. In most studies, the 50% inhibitory
concentration (IC50) values are used.
Various in vitro test
procedures have been used to test the sensitivity or resistance of lung tumor
cells to cytotoxic drugs prior to therapy. The soft agar clonogenic assay
(Hamburger and Salmon, 1977), the most widely used test system for in vitro
drug selection, has proven to be of limited practical use in lung cancer since
drug testing can be performed in only a minority of cases because of technical
problems. Renewed interest in in vitro testing has been generated by the use of
dye exclusion assays which are simple colorimetric tests for cell proliferation
and survival (Weisenthal et al, 1983). Our own research group described a
simple test in which the uptake of radioactive nucleic acid precursors is
determined in the cells after the addition of drugs (Volm et al, 1979). The use
of xenografts for testing drugs in vivo has also been used (Mattern et al,
1984; 1987; 1988). In most instances good agreement was found between the in
vitro and the in vivo results. However, it is common to all test systems used
that tumors which demonstrate resistance during testing will not, with a high
degree of probability, respond to therapy in the clinic (Mattern et al, 1982).
Thus, lung cancers exhibit a drug resistance profile
in vitro paralleling that observed in clinical practice. Cell lines established
from untreated SCLC are often sensitive in vitro to cytotoxic drugs whereas
cell lines from NSCLC or relapsed SCLC are resistant to multiple agents
(Carmichael et al, 1985; Ruckdeschel at al., 1987). In an effort to understand
better the mechanisms of drug resistance, many in vitro selected lines have
been generated by continuous or pulsed exposure to drugs. Such induced drug
resistance has been associated very often with changes in expression of certain
intracellular and plasma proteins which are partly characteristic of resistance
to certain drugs. Some examples of the types of proteins altered in
drug-resistant cell lines are listed in Table
1.
A. Multidrug resistance
One mechanism of resistance which has now been well
characterized is the so-called multidrug resistance (MDR) which describes the
broad pattern of cross-resistance that is seen following the development of
resistance to certain drugs. MDR cells consistently overexpress a 170 kDa
membrane-associated glycoprotein (P-glycoprotein) which is encoded by the mdr1 gene (Gros et al, 1986). Based on
the homology of the mdr1 gene to a
variety of genes encoding membrane transport proteins and on the ability of P-glycoprotein
(P-gp) to bind drugs, it is believed that the multidrug resistance results from
the function of P-gp as an energy-dependent drug efflux pump (Bradley et al,
1988).
Relatively high levels of P-gp/mdr1 expression have
been shown in many intrinsically drug-resistant tumors derived from tissues
which normally express P-gp, including adrenal gland, kidney, liver, colon and
rectum (Fojo et al, 1987). Generally low, but detectable levels of mdr1 gene expression on performance of
RNA slot blot analysis or RT-PCR have been found in lung cancer as well as in
normal lung tissue despite the intrinsic chemoresistance of lung cancer (Lai et
al, 1989; Abe et al, 1994). Other studies using similar techniques also
demonstrated that lung tumors contain low or undetectable levels of mdr1 mRNA
(Goldstein et al, 1989; Shin et al, 1992).
In contrast, using various monoclonal antibodies
reactive with P-gp, some studies have revealed a relatively high expression of
this protein in lung cancer (Radosevich et al, 1989). The inconsistency with
the very low mdr1 levels found in lung tumors may be attributed to the varying
sensitivity of the different methods to detect mdr1/P-gp expression (Herzog et
al, 1992). Several SCLC and NSCLC cell lines made resistant to some MDR-related
drugs or derived from tumors relapsing after chemotherapy have been shown to
express mdr1 mRNA and P-gp (Lai et al, 1989; Twentyman et al, 1986). In NSCLC,
there appears to be a relationship between P-gp expression and drug resistance
in vitro (Volm et al, 1991). The significance of mdr1/P-gp expression as a
predictor for response to therapy in lung cancer is not yet clear. Studies
including larger numbers of patients are necessary to answer this question.
In conclusion, there is no evidence to suggest a major
role of P-gp in the MDR of lung tumors. The overexpression of mdr1/P-gp alone
does not completely explain intrinsic MDR, and thus other drug resistance
mechanisms are thought to exist in lung cancers.
Table 1:
Resistance-related proteins and influenced anticancer agents
|
Resistance-related proteins |
Increased or decreased |
Resistance to drugs |
|
P-glycoprotein |
Increased |
DOX, ACT, VCR, VP16, VM26,
COL, VDS, VBL, MTC |
|
Topoisomerase II |
Decreased |
DOX, ACT, VP16, VM26,
MITOX, m-AMSA |
|
Glutathione-S transferase-p |
Increased |
DOX, ACT, VP16, VM26,
L-PAM, DDP, CTX, CHL, BCNU |
|
Metallthionein |
Increased |
DOX, DDP, L-PAM, CHL |
|
06-alkylguanine DNA
alkyl-transferase |
Increased |
BCNU, CCNU, ACNU, PC, CTX |
|
Thymidylate synthase |
Increased |
5-FU, MTX, DOX, DDP |
|
Cell cycle-related proteins |
Decreased |
DOX, MTX, VCR, ARA-C, HU,
5-FU, CTX |
Abbreviations: ACT, actinomycin D; ARA-C,
cytosine arabinoside; m-AMSA, amsacrine, BCNU, carmustine; CCNU, lomustine;
CHL, chlorambucil; COL, colchicine; CTX, cyclophosphamide; DDP, cisplatin; DOX,
doxorubicin; 5-FU, 5-fluorouracil; HU, hydroxyurea; MITOX, mitoxantrone; MTC,
mitomycin C; MTX, methotrexate; L-PAM, melphalan; PC, procarbacin; VBL,
vinblastine; VCR, vincristine; VDS, vindesine; VM26, tenoposide; VP16,
etoposide
Within the past few years a variety of further
MDR-associated genes was identified: mainly the discovery of the MDR-
associated protein MRP1 going along with its family members MRP2 to MRP6 of
this transporter family (Cole et al, 1992; Borst et al, 1999) and the lung
resistance-related protein (LRP) acting as the major vault protein in the
nucleocytoplasmic transport (Scheper et al, 1993). They confer the MDR
phenotype that is distinct in pattern from mdr1-related resistance, but
includes many of the same drugs. MRP belongs to the ABC transporter gene
superfamily and operates as an ATP-dependent primary active transporter for
substrates conjugated with glucuronide or glutathione (Ishikawa et al, 2000).
Overexpression of MRP and LRP is frequently observed in primary NSCLC, especially
in the well-differentiated squamous cell carcinomas (Nooter et al, 1996) and
expression is significantly higher in NSCLC samples when compared to SCLC
samples (Dingemanns et al, 1996). There is also evidence that expression of
MRP1 and LRP can be upregulated by sublethal exposure of lung cancer cells to
some MDR-related drugs (Berger et al, 2000; Yoshida et al, 2001). Ota et al,
(1995) examined the levels of expression of MRP in 104 NSCLC and found that MRP
overexpression was associated with a worse prognosis in patients that received
postoperative chemotherapy with MRP-related anticancer drugs
(vindesine/etoposide). However, the concomitant operation of several resistance
mechanisms may be often necessary to cause the MDR phenotype. Experimental data
indicate that the genes coding for P-gp, MRP and LRP are differentially
regulated by extracellular stimuli.
Another important arsenal that cells utilize to
detoxify the cytotoxic effects of anticancer drugs are glutathione (GSH) and
the GSH-related enzymes glutathione S-transferase (GST) and glutathione
peroxidase (GPX). GST catalyzes the conjugation of electrophilic metabolites to
GSH to facilitate their excretion. GPX utilizes GSH to remove reactive oxygen
intermediates. GSH and its related enzymes are ubiquitously distributed in many
normal tissues as well as tumors and are involved in resistance to a wide
variety of drugs such as alkylating agents, anthracyclines and vinca alkaloids
(Tew, 1994). There is increasing evidence that these enzymes are a determinant
factor in the sensitivity of lung tumors to anticancer drugs (Carmichael et al,
1988; Sharma et al, 1993). GST isoenzymes are found in significant amounts in
bronchioles and alveoli of normal lung (Awasthi et al, 1987) and most intensely
in the bronchial epithelium (Anttila et al, 1993). A number of studies have
shown that the amount of GST isoenzymes is even higher in tumors of the lung
relative to the surrounding normal tissue (Di Ilio et al, 1988; Clapper et al,
1991). In particular, high levels of glutathione-dependent enzymes have been
detected in cell lines derived from NSCLC compared to SCLC cell lines (DĠArpa
and Liu, 1989). It is speculated that these alterations could account for the
differences in drug sensitivity between these tumor types. Evidence that GST
may be involved in drug resistance has come from the generation of
drug-resistant cell lines in vitro and from transfection studies with GST cDNAs
(Nakagawa et al, 1990). Changes in GST expression are most marked in cell lines
made resistant to nitrogen mustard compounds and nitrosoureas and redox cycling
drugs such as doxorubicin (Whelan et al, 1989). GST-p isoenzyme is also overexpressed in lung tumors of
smokers compared to nonsmokers (Volm et al, 1991).
It is suggested that GST overexpression may be a part
of an adaptive response to enviromental stress to protect against toxic injury.
Frequently, a coexpression of P-gp and GST-p is found (Volm et al, 1991; Linsenmeyer et al, 1992). But also a
coordinated induction of MRP1 and GSH-related enzymes is reported in malignant
cells after exposure to cytostatic agents (Van der Kolk et al, 1999). These
observations led to the suggestions that these genes share common regulatory
mechanisms, and that perhaps a single transcription factor or regulating
protein may be involved in their regulation. However, it is unlikely that
alterations in the GST are causally related to the development of drug
resistance in lung tumors, but rather that co-modification along with other
resistance-related enzymes could mediate drug resistance.
Besides these detoxifying enzymes, normal lung is also
efficiently protected against exogenous free radicals by antioxidant enzymes
(AOEs). Major human AOE include superoxide dismutases, catalase and enzymes
associated with GSH metabolism, all of which are expressed in human lung. In
addition, human lung also expresses several thiol-containing proteins including
the families of thioredoxins, thioredoxin reductases and peroxiredoxins. Their
expression in human lung is located mainly to alveolar macrophages, bronchial
epithelial cells and alveolar epithelium, critical areas in the oxidant
protection of human lung (Kinnula et al, 2004). These proteins not only have
effects on cell proliferation and cell death, but also protect both
non-malignant and malignant cells against radiation and chemotherapy. The
redox-regulating proteins are highly expressed in lung tumors (Soini et al,
2001) and are associated with lymph node status and prognosis in NSCLC (Kakolyris
et al, 2001). Peroxiredoxins also have effects on the progression and prognosis
of lung cancer (Lehtonen et al, 2004).
In addition to P-gp and non-P-gp-mediated MDR, other
mechanisms for resistance to multiple drugs have been described including
frequent alterations of topoisomerase II (topo II) activity (Eijdems et al,
1985; Cole et al, 1991). Topo II is an ubiquous nuclear enzyme that is
essential for many aspects of DNA function, including replication,
recombination and transcription. There is evidence that this enzyme is the
target of many clinically important antineoplastic drugs such as
anthracyclines, ellipticines, amsacrines and epipodophyllotoxins (DĠArpa and
Liu, 1989; Zijlstra et al, 1990). These drugs stabilize the cleavable complex
formed between topo II and DNA, resulting in increased DNA excision, detectable
as DNA single-strand or double-strand breaks, and DNA-protein cross-links.
Drug-induced cell destruction is proportional to the level of topo II, the more
enzyme the greater the toxicity. This explains how a reduction in topo II could
be a major mechanism of resistance to many antineoplastic drugs. Topo II has
also been reported to play a role in cell proliferation. High levels of this
enzyme are found in proliferating cells, and very low levels in quiescent cells
(Zijlstra et al, 1990).
In contrast, there are some reports that increased
topo II is associated with resistance to certain DNA-damaging agents (Dingemans
et al, 1999). It is also speculated that the increased affinity of topo II for
cross-linked DNA in alkylating agents-resistant cells contribute to alkylator
resistance by changing DNA topology, thereby facilitating DNA repair (Eder et
al, 1995; Pu and Bezwoda, 1999).
In surgical tissue samples of primary untreated lung
tumors, significant intra- and intertumor variation in topo II expression has
been observed. Topo II activity is higher in NSCLC as compared to breast cancer
(McLeod et al, 1994). On the other hand, topo II activities of SCLC cell lines
have been reported to be 2-fold higher than those for NSCLC cell lines,
corresponding to their sensitivities to doxorubicin and etoposide (Kasahara et
al, 1992). A correlation between topo II gene expression and sensitivity to
doxorubicin, etoposide and cisplatin was also found in lung cancer cell lines
not selected in vitro for drug resistance (Giaccone et al, 1992). Most lung
cancer cell lines selected for resistance to doxorubicin demonstrate decreased
levels of topo II expression in addition to P-gp overexpression (Eijdems et al,
1985). Therefore, low levels of topo II expression may predict reduced
sensitivity of human lung cancer to several drugs. However, as with mdr1/P-gp
expression, this cannot solely explain the drug-resistant phenotype of NSCLC.
Metallothioneins (MTs) are intracellular proteins of
low molecular weight (6-7 kDa) that are present in a wide variety of
eukaryotes. MT are characterized by a high content of cysteine and the ability
to bind heavy metal ions including zinc, copper, cadmium and platinum. The
physiological function of MT is not well understood. Most mammalian tissues
contain a basal level of MT, which may vary with the type of tissue. MT has
also been demonstrated in a variety of malignancies including colorectal tumors
(
fner et al, 1994), testicular germ cell tumors (Chin et al, 1993) and ovarian
tumors (Murphy et al, 1991). MT in lung cancer tissue is significantly elevated
when compared to nonmalignant lung tissue (Hart et al, 1993). The synthesis of
MT is easily inducible in lung or other organs by certain hormones, cytokines,
growth factors, tumor promotors and many other chemicals. Some stressful
environmental conditions such as heat, cold and starvation also induce MT
(Hamer, 1986).
Recently, the synthesis of MT by tumor cells has been
proposed as a possible mechanism for the intracellular inactivation of
metal-containing chemotherapeutic agents such as cisplatin. MT content and MT
mRNA levels correlated well with the sensitivity of SCLC cell lines to cisplatin
(Kasahara et al, 1991). A transfected cell line that overexpresses MT proved
not only resistant to cisplatin but also resistant to chlorambucil, melphalan
and doxorubicin (Kelley et al, 1988). However, cells of various origins
selected for cisplatin resistance often, but not always show increased MT
expression, suggesting that an increased MT expression alone may not be the
sole mediator of cisplatin resistance. Matsumoto et al, (1997) found that the
proportion of MT-positive tumors was significantly higher in treated NSCLC
compared with untreated NSCLC and treated SCLC, whereas Joseph et al, (2001)
demonstrated that MT overexpression was predictive of short-term survival in
patients with SCLC undergoing chemotherapy. In a study with human NSCLC, we found
a significant relationship between MT expression and doxorubicin resistance in
vitro (Mattern et al, 1992). Thus, a number of factors may be involved in the
development of drug resistance in lung tumor cells and expression of MT may be
one of them.
A number of DNA-damaging anticancer agents attack the
O6 position on guanine, forming the potent cytotoxic DNA adduct. The DNA repair
enzyme O6-alkylguanine-DNA alkyltransferase (ATase), encoded by the gene MGMT, repairs alkylation at this site
and is responsible for protecting tumor and normal cells from these agents.
ATase activity varies widely among different organs,
with lung tissue on average lower than others (Citron et al, 1991). However,
ATase activity in normal peripheral lung tissue of smokers is significantly
higher than that of nonsmokers (Drin et al, 1994; Mattern et al, 1998). Most
human lung tumors contain amounts of ATase similar or greater than the tissue
from which they originate (Kelley et al, 1988). In SCLC, ATase was found to be
significantly lower than in NSCLC, but wide interindividual varaitions were
observed (Oberli-Schrmmli et al, 1994). However, approximately 12% of human
lung tumors are deficient in this enzyme (Citron et al, 1993). These ATase-deficient
tumors are very sensitive to the cytotoxic effects of agents that alkylate the
O6-position of guanine, such as nitrosoureas (Pegg, 1990).
Thus, evidence suggesting a possible role for ATase in
drug resistance of lung tumors comes from the following observations: (1) the
level of ATase in tumor cells correlates well with the sensitivity to
nitrosoureas (Brent et al, 1985), (2) transfection of the gene for
alkyltransferase to ATase-deficient cells decreases the sensitivity to
alkylating agents (Kaina et al, 1991), and (3) depletion of the activity of
this enzyme by addition of O6-benzylguanine significantly enhances toxicity
(Dolan et al, 1993). Whether the ATase gene is a member of and co-regulated
with other stress-responsive genes and controlled by a common set of
transcription factors remains to be elucidated.
Thymidylate synthase (TS) plays a central role in DNA
biosynthesis and is the target of many chemotherapeutic agents, such as
5-fluorouracil, methotrexate and fluorodeoxyuridine (Washtien, 1982). Moreover,
tumor cells resistant to cisplatin and doxorubicin display increased levels of
this enzyme (Scanlon et al, 1988; Chu et al, 1991). Human NSCLC strongly
express TS in a high percentage of cases (Volm and Mattern, 1992a; 1992b). This
expression of TS is significantly related to doxorubicin resistance in vitro
and associated with cross-resistance to 5-fluorouracil (Volm et al, 1979).
Moreover, TS-positive lung tumors have been noted to be clinically progressive,
the affected patients living a significantly shorter time than those with
TS-negative tumors (Volm and Mattern, 1992a). In addition, evaluation of
intratumoral TS activity accurately predicts responsiveness to 5-FU-based
chemotherapy in NSCLC patients (Huang et al, 2000; Shintani et al, 2004). It
has often been reported that the higher the TS level, the more resistant is the
cell to antineoplastic drugs, in particular to 5-fluorouracil (Johnston et al,
1995). However, the biological relevance of TS relates not only to the
importance of this enzyme as a chemotherapeutic target, but also as a DNA
synthetic enzyme associated with cell division and proliferation (Stammler et
al, 1995; Nakagawa et al, 2004). Nevertheless, high intrinsic levels of TS do
not necessarily lead to higher proliferation rates than in cases with low
levels of TS (Pestalozzi et al, 1995). A recent study has shown that TS protein
binds to c-myc mRNA suggesting an
involvement in the coordinate regulation of a number of other genes (Chu et al,
1994).
There exists general agreement that cancer
chemotherapy is most successful when used on rapidly growing malignant cells
(Valeriote and Van Putten, 1975). Experimental data obtained in a variety of
systems ranging from mammalian cell cultures to transplanted rodent tumors show
that proliferating cells are more sensitive to most cytotoxic agents than are
resting cells (Drewinko et al, 1981). These experimental data are supported by
the clinical observations that fast-growing tumors usually respond to
treatment, whereas tumors with a low rate of proliferation very often show no
response. To estimate the proliferative activity of cancer, various techniques
including 3H-thymidine labeling (Alama et al, 1990) or flow-cytometric analysis
(Volm et al, 1985; 1988) have been used. Several antibodies have also been
produced that label preferentially the nuclei of proliferating (Volm et al,
1995a) and nonproliferating cells (Volm et al, 1995b). Although human lung
tumors show a wide variation in proliferative activity and tumor doubling
times, NSCLC have on average lower labeling indices and longer doubling times
than SCLC, perhaps partly accounting for their resistance to cytotoxic drugs
(Muggia, 1974; Arai et al, 1994). Moreover, patients whose lung tumors have a
high proportion of cells in the S-phase generally die earlier than patients
whose tumors have a low proportion of these cells (Alama et al, 1990; Volm et
al, 1985; 1988; 1995). Thus, the determination of cell proliferation in
clinical material provides a potentially useful marker to estimate sensitivity
or resistance to anticancer drugs.
Cell proliferation is regulated by both
growth-stimulatory and growth-inhibitory proteins (Sherr, 1993). Protein
complexes that are composed of cyclins and cyclin-dependent kinases (cdks) are
important factors for cellular proliferation. Cyclins are regulatory proteins
for cdks and are differentially synthesized and degraded at specific points
during the cell cycle (Cordon-Cardo, 1995). Five major classes of mammalian
cyclins have been described (cyclin A-E). Cyclin C, D and E reach their peak of
synthesis and activity during the G1 phase and regulate the transition from G1
to S-phase. Cyclins A and B achieve their maximum peaks during S- and G2-phases.
We and others could demonstrate that cyclin A expression closely correlates
with the proportion of S-phase cells measured by flow cytometry (Volm et al,
1997). Furthermore, patients with cyclin A-positive lung carcinomas had
significantly shorter median survival times than patients with cyclin
A-negative carcinomas. A significant correlation between expression of cyclin A
and response of NSCLC to doxorubicin in vitro was also detected (Volm et al,
1997).
Because the rate of neovascularization frequently
fails to keep pace with tumor growth, tumor vasculature is often inadequate for
the tumor mass. Therefore, many solid tumors contain subpopulations of cells
that are hypoxic and are relatively resistant to certain drugs (Teicher, 1994) and
irradiation (Hckel et al, 1993). This is partly caused to poor vascularization
that reduces the influx of cytostatic agents and lowers the levels of oxygen
and nutrients.
A growing body of evidence indicates that cells
respond to hypoxic stress by altering the expression of specific genes or
proteins (Wilson and Sutherland, 1989; Sutherland et al, 1996). Hypoxia is
known to induce one or more transcription factors, the best characterized of
which is hypoxia-inducible factor-1 (HIF-1), which in turn stimulates
expression of several genes including those involved in drug resistance and
endothelial cell growth. Hypoxia-induced resistance to doxorubicin and to
methotrexate has been attributed to an amplification of the P-glycoprotein gene
and the dihydrofolate reductase gene (Rice et al, 1986; 1987; Luk et et al,
1990; Kalra et al, 1993). Murphy et al, (1994) have recently shown that
metallothionein IIA mRNA levels were significantly increased during hypoxia and
during reoxygenation. OĠDwyer et al, (1994) investigated the effects of hypoxia
on the expression of a group of enzymes involved in drug metabolism. Exposing
colon carcinoma cells to hypoxia resulted in a notably increased glutathione
content.
In a clinical study with NSCLC, it has been shown that
poor vascularization, as measured by vessel density, correlates with an
upregulation of glutathione S-transferase-p, metallothionein and thymidylate synthase (Koomgi et al, 1995). In
another study involving rectal cancer, poor angiogenesis is also linked to an
expression of glutathione S-transferase and metallothionein (Mattern et al,
1996). Moreover, lung tumors with low microvessel density and low VEGF
expression were more frequently resistant to doxorubicin in vitro than tumors
with high microvessel density and high expression of VEGF (Volm et al, 1996).
These studies show that hypoxia or poor vascularization result in
overexpression of certain detoxicating enzymes which provides an additional
insight into cell resistance.
Some studies have demonstrated the presence of drug
resistance mechanisms in endothelial cells of normal and tumor tissue
(Cordon-Cardo et al, 1990; Terrier et al, 1990). The MDR-associated
P-glycoprotein and glutathione S-transferase have been localized in normal
human endothelial cells and in the stroma of some tumors. Furthermore, Huang
and Wright, (1994) found that some members of the fibroblast growth factor
family, which are potent angiogenic peptides, may mediate resistance to some
cytotoxic agents and modify gene amplification properties of tumor cells.
Furthermore, there is experimental evidence that tumor cells and vascular
endothelial cells within a solid tumor may stimulate each other by paracrine
factors (Rak and Kerbel, 1996). On the basis of these studies, it seems
reasonable to hypothesize that a highly vascularized tumor may produce elevated
levels of angiogenic peptides that induce proliferation of chemoresistant
endothelial cells which may confer tumor cell resistance to conventional
anticancer therapy.
The recent progress in the field of biology has
indicated that programmed cell death (apoptosis) plays an important role in the
chemotherapy-induced tumor cell killing. Since the different antineoplastic
agents induce a similar pattern of cell death, it was suggested that a common
pathway of apoptosis could exist in the drug-induced apoptosis and the defect
in the signaling pathway of apoptosis could cause a new form of multidrug
resistance in tumor cells. Recent studies in human leukemia cells have demonstrated
that chemosensitivity also depends on activation of caspases that are an
integral part of the CD95 signaling pathway (Los et al, 1997). Inhibition of
caspases not only retarded the apoptotic process but also provided protection
from drug-induced death. In a study with NSCLC, caspase-3 expression correlated
with a lower incidence of lymph node involvement and the median survival time
was longer for patients with caspase-3-positive tumors than for those with
caspase-3-negative tumors (Koomgi and Volm, 2000). Thus, impairment in the
protease effector phase of apoptosis may lead to chemoresistance against
several anticancer drugs that is not due to other well-characterized resistance
mechanisms such as overexpression of anti-apoptotic bcl-2-related proteins or
increased expression of P-gp (Friesen at al, 1997).
Overproduction of bcl-2, a blocker of apoptosis, prevents cell death induced by nearly most anticancer drugs and radiation, thus contributing to treatment failures in patients with cancer (Miyashita and Reed, 1993; Sartorius and Krammer, 2002). However, several homologs of bcl-2 have been discovered, some of which function as inhibitors of cell death and others as promoters of apoptosis that oppose the actions of the bcl-2 protein. Thus, the role of bcl-2 as a clinically significant prognostic factor of drug resistance remained open (Martin et al, 2003). In a study with 85 human squamous cell lung carcinomas, we found a positive correlation between expression of bcl-2 and expression of the resistance-related proteins P-gp and GST-p. Moreover, all bcl-2-positive carcinomas were resistant to doxorubicin in an in vitro predictive test (Volm and Mattern, 1995). These results indicate that bcl-2 may contribute to drug resistance in NSCLC.
During the past few years it has become apparent that
multiple mechanisms of resistance play a role in the clinical manifestaion of
drug resistance. The study of drug resistance in lung cancer has not identified
one single, specific mechanism as a major cause of the resistance observed in a
clinical setting. There are now various reports that cell populations exist in
human lung tumors which have several resistance mechanisms at once. The parallel
assessment of drug resistance parameters in human tumors has shown that
individual tumors exhibit different patterns: none, several or all of the
monitored resistance markers are elevated. This indicates that each tumor has
its own unique resistance factor profile. In lung tumors, Oberli-Schrmmli et
al, (1994) observed, in a majority of tumors, the concomitant overexpression of
ATase and GSH-related parameters. In contrast, overexpression of ATase together
with P-gp was never observed. There was no correlation between ATase and GSH or
its enzymes in colorectal tumors (Redmond et al, 1991), however, ATase was
frequently co-expressed with other drug resistance parameters in ovarain tumors
(Joncourt et al, 1998). An increased expression of P-gp was detected not only
concomitant to an overexpression of GST, but also accompanied by a coordinate
overexpression of metallothionein and thymidylate synthase in human lung tumor
(Volm and Mattern, 1992). A relationship exists between the extent of
resistance measured in vitro and the number of detected resistance mechanisms.
With an increasing extent of resistance, the number of resistance mechanisms
increases (Volm et al, 1992).
The reasons for the concomitant expression of
different resistant mechanisms in human lung tumors are unknown. The increased
expression of several resistance markers might be the result of induction of a
cascade of resistance-related gene products triggered by chemotherapy or
environmental factors. It was found from in vitro studies that NSCLC of smokers
are more frequently resistant and express a higher degree of P-gp and GST-p than tumors of non-smokers (Volm et al, 1991). Thus,
smoking may upregulate different detoxifying enzymes, depending on
histopathological and clinicopathological variables, to protect the cells from
carcinogens but as a consequence render them resistant to drugs. The coordinate
expression of different resistance mechanisms in the same tumor may explain why
tumors are also resistant to drugs not involved in therapy and why a single
marker, e.g. GST-p, may serve as a general
marker for resistance and prognosis, irrespective of whether it is itself
involved in the resistance mechanism (Mulder et al, 1995).
Another explanation for the presence of different
resistance mechanisms in human tumors is that tumors are mostly detected at a
relatively late stage when they are already large and have metastasized. These
tumors are for the most part hypoxic and the vascular network for supply of
oxygen and nutrients is substantially lower (Mattern et al, 1996). In fact, it
has been shown that various resistance parameters are upregulated in tumors
with poor vascularization (Koomgi et al, 1995) and that the reduced
vascularization of tumors together with upregulated resistance-related proteins
may represent an import contributing factor to the poor response to
chemotherapy and irradiation.
There are several hints that detoxifying systems may
share common regulatory elements. One possibility is that the resistance
factors present in human tumors belong to a set of genes that can be
coordinately expressed to protect cells from injury and against different
xenobiotics. Many oncogene products are implicated in the regulation of
cellular proliferation and, because the growth rate of tumors is an important
determinant for the response of tumors to chemotherapy, oncogenes might
influence drug resistance by regulation of proliferative activity.
It has been reported that c-fos is involved in growth
control and cellular differentiation (Verma, 1986). The c-fos protein is
associated with the gene product of the proto-oncogene c-jun. The c-fos/c-jun
protein complex binds specifically to a DNA sequence referred to as the AP-1
binding site and thereby affects the transcriptional expression of cellular
genes (Sassone-Corsi et al, 1988). It has been also demonstrated that the
promoter region of the Chinese hamster P-gp gene contains the AP-1 binding site
and that this latter is essential for full promoter activity (Teeter et al,
1991). The promoter region of the genomic GST-p also contains an AP-1 motif, which suggests that this
gene may be regulated by the cellular oncogenes c-fos and c-jun (Morrow et al,
1989). In a clinical study, surgical specimens of NSCLC of untreated patients
were analyzed for expression of c-fos, c-jun and for resistance to doxorubicin.
A significant association between drug resistance and expression of c-fos and
c-jun proteins was found (Volm, 1993). With a c-fos-transfected cell line it
was demonstrated that a ribozyme-mediated decrease in c-fos expression was
associated with reduced levels of thymidylate synthase, DNA polymerase b and metallothionein IIA (Scanlon et al, 1991). These
results suggest that Fos may mediate DNA replication and repair processes
through transcriptional activation of the aforementioned genes.
A recent study has shown that thymidylate synthase
protein binds to c-myc mRNA suggesting an involvement in the coordinate
regulation of a number of other genes (Chu et al, 1994). Whether the ATase gene
is a member of and co-regulated with other stress-responsive genes and
controlled by a common set of transcription factors remains to be elucidated.
V. Future directions
The recent development of DNA microarray technology
for large-scale analyses of gene expression has had a profound impact on
biomedical research. Microarrays allow the simultaneous analysis of thousands
of genes or proteins in a single experiment. Thus, it is not surprising that
the old concept of prediction of drug response and individualized therapy is
experiencing a revival. Staunton et al, (2001) determined whether the gene
expression signatures of untreated cells are sufficient for the prediction of
drug sensitivity. Using a panel of 60 human cancer cell lines, gene
expression-based classifiers of sensitivity or resistance of 232 compounds were
generated. They found that the accuracy of chemosensitivity prediction was
considerably better than would be expected by chance. Kudoh et al, (2000) used
the cDNA microarray to monitor the expression profiles of MCF-7 cells that are
selected for resistance to doxorubicin. They found that a subset of genes was
constitutively overexpressed in cells selected for resistance to doxorubicin.
Ikehara et al, (2004) conducted a study with 47 human lung tumors (using cDNA
microarray analysis) to determine whether expression levels of genes were
correlated with survival after chemotherapy. They analyzed the expression
levels of 1176 genes and found that three genes, G1/S-specific cyclin D2, type
II cGMP-dependent protein kinase and hepatocyte growth factor-like protein,
were significantly correlated with survival. Wigle et al, (2002) performed
expression profiling on tumor specimens from 39 NSCLC patients and could
identify distinct profiles of gene expression correlating with disease-free
survival.
Significant technological advances in protein
chemistry in the last decades have established mass spectrometry as a tool for
protein study. The recently developed ProteinChip technology using surface
enhanced laser desorption/ionisation (SELDI) mass spectrometry facilitate
protein profiling of complex biological mixtures and could be used to
discriminate e.g. normal vs. tumor tissues or treated vs. untreated cells.
Preliminary results with this technology show that this method could be used to
classify and predict histological subgroups as well as nodal involvement and
survival in resected NSCLC (Yanagisawa et al, 2003; Zhukov et al, 2003). The
promising aspect of all these new methods is the hope that it will be improve
the ability to identify those patients who are at high risk of failing therapy.
The data obtained from multiple sources, including in vitro testing of lung tumors, determination of resistance-related enzymes and patient response indicate that no single, specific currently known drug resistance mechanism can explain the drug resistance and poor prognosis of patients with lung cancer. The mechanisms of resistance are numerous and depend on the detoxifying capacity of the cells, tissue-specific factors, repair capacity, drug delivery, cell proliferation and many others. Also mutations or amplification of specific genes involved in protective pathways or mutations of different oncogenes or suppressor genes may be responsible for the rsistance to chemotherapeutic drugs. Thus, the phenotype of resistance had to be understood as the net effect of a multifactorial process of a panel of resistance genes controlling an array of alternative resistance mechanisms (Stein, 2000). Consequently, clinical reversal of drug resistance may ultimately require intervention at several different sites in the tumor cell, ranging from blocking efflux pumps to inhibition of cytosolic detoxification enzymes and to inhibition of DNA repair. A key challenge for the future is to determine the relative quantitative contributions of each of these mechanisms to the drug-resistant phenotype. The recent development of DNA microarray technology for large-scale analysis of gene expression makes it possible to identify gene expression profiles in tumor cells which correlate with the treatment responsiveness such as drug resistance and clinical outcome of the disease. This could be of importance for better understanding of the biological behavior of the tumors and for better planning of treatment leading to a more rational, perhaps individualized choice of therapy.
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Dr. Jrgen Mattern