Cancer Therapy Vol 4, 13-26, 2006
Overcoming tumor resistance to immunotherapy
Lana Y. Schumacher1,* and Antoni Ribas2
1Department of Surgery, Stanford University Hospital,
Stanford, CA
2Departments
of Medicine and Surgery and the Jonsson Comprehensive Cancer Center, University
of California at Los Angeles, Los Angeles, CA
__________________________________________________________________________________
*Correspondence: Lana Y.
Schumacher, M.D. Department of Surgery, Stanford University Hospital, Stanford,
CA. Division of General Surgery, Department of Surgery, SUMC, 300 Pasteur
Drive, Rm H3691. Stanford, CA 94305-5641; Fax: (650) 724-9806; Email: lanas@stanford.edu
Key words: tumor resistance, immunotherapy,
immune surveillance, apoptosis, Death receptors, Antiapotosis,
Immunosensitization, tumor antigens
Abbreviations:
5-aza-2Õ-deoxycytidine, (DAC); B7 homolog-1, (B7-H1); B-cell lymphoma-2,
(Bcl-2); cellular FLICE/caspase-8-inhibitory protein, (cFLIP); class II
transactivator, (CIITA); cytotoxic T lymphocytes, (CTLs); death-inducing
signaling complex, (DISC); histone deacetylase inhibitors, (HDACi); human
leukocyte antigens, (HLA); Inhibitor of apoptosis proteins, (IAPs);
interferons, (IFNs); MHC class I chain-related, (MIC); mitogen-activated
protein kinase, (MAPK); small cell lung cancer, (SCLC); TNF-receptor associated
factors, (TRAFs); Transforming growth factor-beta, (TGF-b); transporter associated with antigen processing,
(TAP); tumor infiltrating lymphocytes, (TILs); Vascular endothelial derived
growth factor, (VEGF)
Summary
The field of
cancer immunotherapy has expanded significantly over the last decade, and great
progress has been made in understanding the relationship of the immune system
and cancer. However, even with enhanced tumor specific immune responses,
clinical response rates are low and cancer immunotherapy is limited. The lack
of clinical response has generated more focus on analyzing the tumor resistance
to the immune system and the escape mechanisms of tumor cells with hopes of
being able to develop targeted therapy to overcome this resistance. This review
discusses the many mechanisms of tumor escape and resistance that we have begun
to understand such as escape from immune surveillance, tumor release of
immunosuppressive factors and decreased sensitivity of tumor cells to
immune-mediated apoptosis. There has also been an expansion in the development
of small molecules inhibitors that generate targeted therapies that sensitize
the tumor to immune mediated apoptosis. These targeted therapies have been
tested on numerous cancer cells lines and have demonstrated an enhancement in
apoptotic activity both in vitro and in vivo. Cancer cells resistant to
chemotherapy have been shown to become sensitized with some of the targeted
therapies discussed below. As we better understand our limitations with
immunotherapy, we may be able to enhance our therapy against ÒresistantÓ tumor
cells with small molecule inhibitors with the hopes of reversing this
resistance to a cell capable of undergoing cell-mediated apoptosis.
Over the past few decades there has been much
excitement about applying immunotherapy to the treatment of malignant diseases.
However results of immunotherapy trials, whether they be cytokine, or T-cell
and dendritic cell based therapy, have been suboptimal (Rosenberg et al, 2004).
It is of general consensus that T cells play a major role in tumor growth
control and much emphasis has been directed towards understanding tumor antigen
specific immune responses of T cells (Rosenberg et al, 2004). It has also been
concerning that in many clinical trials tumor antigen-specific immune responses
in patients do not correlate with clinical response {Nestle, 1998 #2; Parmiani,
2002 #11} (Kim et al, 1997). It has been reported that tumor cells have
numerous immune surveillance escape mechanisms as well as means of resistance
to apoptosis/T-cell mediated cytotoxicity (Marincola et al, 2000). The
increasing understanding of these pathways together with the development of
specific inhibitors for critical molecules responsible for tumor resistance can
facilitate the reversal of tumor escape from the immune system, a term
described as immunosensitization (Ng and Bonavida, 2002). In this review we will
discuss tumor cell resistance to apoptosis mediated cell death and the means to
over this tumor resistance.
It has long been established that the immune system
plays a significant role in preventing tumor development. Ehrlich proposed the
role for immunity in the defense against spontaneous tumors in 1909. The immune
surveillance hypothesis was further expanded in 1959 by Thomas and in 1970 by
Burnet (Garcia-Lora et al, 2003). The seminal work of Robert D. Schreiber at
the Washington University, St. Louis, M.O. and Lloyd J. Old at the Ludwig
Institute for Cancer Research, N.Y. and colleagues demonstrated that
experimental tumors develop more frequently in immune suppressed hosts,
incriminating a central role of immune surveillance in the pathogenesis of
cancer (Shankaran et al, 2001). Likewise, human subjects with congenital or
acquired immune suppression have an increased frequency of cancer (Dunn et al,
2002). In addition, tumors have long been noted to contain infiltrating cells.
Woglom in 1929 described these cells infiltrating the tumors as Òsmall round
cellsÓ.These cells were subsequently established as lymphocytes, predominantly
T cells but also present were B cells and NK cells. The mechanisms of the
interplay between tumor infiltrating lymphocytes (TILs) and tumor cells was
further elucidated by the identification of tumor antigens recognized by T
lymphocytes (Boon et al, 1994) and the description of the molecular mechanisms
of NK cell function (Lopez-Botet et al, 1996) (Figure 1). In brief, cytotoxic T lymphocytes (CTLs) can recognize
tumor specific antigens restricted by MHC molecules and kill tumor cells. In
addition, tumor cells that lack the expression of one or more major
histocompatibility complex (MHC) class I alleles become targets for NK-mediated
cell lysis (Karre, 2002). Although we have such complex mechanisms for tumor
surveillance by the immune systems, tumor cells continue to grow, invade and
metastasize. In order to possibly overcome the tumor resistance to the immune
systems, we need to better understand the tumor ÒescapeÓ mechanisms.
A major obstacle to the induction of
an endogenous tumor-specific CTL response is the inefficient presentation of
MHC class I molecules to professional antigen-presenting cells. Peripheral
solid tumors developing outside the lymphoid organs are often ignored by the
immune system and in other situations; CTLs may be tolerized to certain
lymphohematopoietic tumors. Here we review the several mechanisms of altered
MHC expression by tumor cells.
A. Loss or down-regulation of MHC class I
molecules
MHC class I and II molecules are cell surface glycoproteins
which play a fundamental role in antigen processing and presentation required
for immune cell recognition. Human MHC molecules are called human leukocyte
antigens (HLA). MHC class II molecules are restricted to professional antigen
presenting cells (B cells, macrophages and dendritic cells) and present
antigens to CD4+ T helper cells. Unlike class II molecules, class I
molecules are expressed in all somatic cells and are recognized by CD8+
CTL. Additionally, class I molecules are major negative ligands for NK cell
function. Defects in processing and presentation of MHC class I antigens have
been frequently reported in malignant cells (Garrido et al, 1993; Algarra et
al, 1997), {Hicklin, 1999 #8} (Campoli et al, 2002). Monoclonal antibodies to
MHC class I allospecificities have been used to study the phenotype of
malignant lesions. These studies have revealed multiple selective losses or
downregulation of one MHC class I allospecificity, loss of allospecificities
encoded by one haplotype and down regulation of gene products of one locus 13. The frequency of selective MHC class I
allospecificity loss and downregulation has been reported to be anywhere from
15-51% depending on the type of malignancy (Algarra et al, 2000).
Seven major altered MHC class I phenotypes have been
defined in different tumor tissues: 1) MHC class I total loss, 2) HLA haplotype
loss (tumors can lose one of two HLA haplotypes in the tumor cell), 3) HLA A, B
or C locus product downregulation, 4) HLA allelic loss, 5) HLA compound
phenotypes, 6) unresponsiveness to interferons (tumor cells have lost the
capacity of upregulating HLA molecules in response to different cytokines
especially and g interferons, and 7)
downregulation of HLA-A, B, C molecules and appearance of non-classical (class
Ib) HLA-E molecules (Garrido et al, 1997).
Defects in the processing of HLA class I antigens have
also been observed with variable frequencies throughout tumor types. The
mechanisms leading to total or partial loss of HLA expression can occur at any
step required for HLA synthesis, assembly, transport and expression on the cell
surface (Garrido et al, 1997). The presence of MHC and B2m gene mutations has
been well described (D'Urso et al, 1991; Browning et al, 1996; Benitez et al,
1998; Perez et al, 1999). Alterations in glycosylation and transport (Cromme et
al, 1994; Johnsen et al, 1999) and HLA gene deletions and loss of
heterozygosity (Torres et al, 1996). The frequency of LMP2, LMP7 (proteasome
subunits critical for the generation of antigenic peptides) downregulation has
been reported as 37-55% in primary lesions of melanoma and 19-55% in metastatic
melanoma lesions (Seliger et al, 2000).
B. TAP
The transporter associated with antigen processing
(TAP) is a crucial component to MHC class I peptide presentation. TAP is
composed of two subunits, TAP1 and TAP2, and selects peptides of certain
lengths and specific sequences to be translocated to the endoplasmic reticulum
for subsequent antigen processing and presentation (Seliger et al, 2000). In
comparison with corresponding normal tissues, TAP1 downregulation or loss has
been found in all tumor types analyzed, with a frequency ranging from 10-84%
(Keating et al, 1995; Hicklin et al, 1999). TAP2 expression has also been
analyzed however with less frequency than TAP1. The frequency of TAP2
downregulation appears to parallel that of TAP1 in
Table 1. Mechanisms of tumor evasion.
|
Overview
of Mechanisms of Tumor Evasion |
Altered
Expression of Molecules |
|
Escape
From Immune Surveillance |
MHC
class I TAP MIC MHC
class II |
|
Immune Suppression |
IL-10 COX TGF-b VEGF |
|
Resistance
to Apoptosis |
Increased
Antiapoptotic Molecules: XIAP,
Akt, c-FLIP, Bcl-2, Bcl-XL, Mcl-1 Decreased
Proapoptotic Molecules: Bax,
Bak |
Abbreviations: MHC (major histocompatability
complex), TAP (transporter associated with antigen processing), MIC (MHC class
I chain-related molecules), IL-10 (interleukin 10), COX (cycloxygenase), TGF-b (transforming growth factor b),
XIAP (X chromosome encoded inhibitor of apoptosis), c-FLIP (cellular
FLICE/caspase-8 inhibitor protein)

Figure 1. Detailed schematic of the interplay between innate
and adaptive immune response against tumor cells. Tumor cells elicit an immune
response in both arms of the immune system, innate and adaptive. Tumor cells
commonly lack MHC molecules thereby, activating the natural killer cells in the
innate immune response. There are also other specific receptors that can
directly activate or inhibit the innate immunity, CD36, MIC A/B respectively.
The adaptive immunity is activated after the phagocytosis of a tumor cell by an
antigen presenting cell. Tumor antigens are then presented on MHC I or II
molecules of the APC to either CD8 or CD4 T cells. Once
these cells are activated there is further cytoxicity and secretion of
cytokines to potentiate the immune response toward the tumor cells.
melanoma
and breast carcinoma lesions analyzed (Vitale et al, 1998; Kageshita et al,
1999). TAP downregualtion in breast carcinoma, small cell lung cancer (SCLC),
cervical carcinoma and melanoma lesions have been found to be associated with
disease progression (Keating et al, 1995; Vitale et al, 1998; Hicklin et al,
1999). Tapasin which plays an important role in the assembly of MHC class I molecules
with peptides in the endoplasmic reticulum, is also downregulated in high
frequencies and associated with progressive disease in melanoma (Dissemond et
al, 2003).
D. MHC
class I Chain-related Molecules (MIC)
Epithelial tumors that shed MHC class I chain-related
(MIC) molecules escape from NK and T cell recognition (Diefenbach and Raulet,
2002). MICs are ligands for the activating receptors NKG2D on both NK and T
cells. It has been reported that elevated serum levels of soluble MIC in
colorectal cancer are responsible for the down-modulation of NKG2D as well as
chemokine CXCR1. In vitro,
internalization of NKG2D and CXCR1 occurs within 4 and 24 h, respectively, of
incubating normal NK cells with sMIC-containing serum and the addition of
anit-MIC-Ab lead to an up-regulated expression of NKG2D, CXCR1 and CCR7. These
results suggest that circulating sMIC in patients with cancer deactivates NK
immunity by down-modulating important activating and chemokine receptors (Groh
et al, 2002; Doubrovina et al, 2003; Lanier, 2003).
Although not as predominantly expressed as MHC class I
molecules, MHC class II molecules may be expressed by tumor and elicit a CD4+
Tcell antitumor immune response via a professional APC (Wang, 2001).
Alterations in the presentation of peptides on MHC class II may affect the
generation of effective CD4+ T helper cell antitumor response. Defects
have been noted at the AIR locus, which encodes the transcription factor and
class II transactivator (CIITA) thus effecting expression of MHC class II
antigens.
F. Escape from NK immune
surveillance
The role of NK cells is to monitor
cells for their expression of self-MHC molecules via their specific KIR
receptors and eliminate those cells with downregulated or loss of MHC class I
(Moretta et al, 1996). Because most tumor cells have little to no MHC class I
expression, NK cells have a significant function in the antitumor response.
Data from mutant mouse models lacking distinct immune cell populations develop
spontaneous tumors (Dunn et al, 2002). With respect to the tumors, many studies
have demonstrated that MHC class I deficient transplantable tumor cell lines
are rejected by NK cell (Ljunggren and Karre, 1985; Piontek et al, 1985;
Taniguchi et al, 1985), and restoration of MHC class I expression reversed the
effect (Franksson et al, 1993). In addition, tumor cells frequently express
families of stress-related genes such as MICA and MICB which function as
ligands for NKG2D receptors expressed by NK cells and other cytotoxic
lymphocytes and phagocytes (Diefenbach and Raulet, 2002).
Even though downregulation or loss of MHC class I cell
surface expression should make tumor cells more susceptible to NK immune
effector mechanisms, tumor cells continue to proliferate and invade. Patients
with cancer have exhibited ex vivo
impaired NK-cell function as determined by reduced proliferation, response to
interferons (IFNs) and cytotoxicity (Whiteside and Goldfarb, 1994; Trapani et
al, 2000). One possible mechanism by which tumor cells evade NK cell killing is
by the continued expression of appropriate MHC class I ligands that engage
inhibitory receptors on NK cells (Tajima et al, 2004). NK cells are also
affected by the tumor cells secretion of immunosuppressive factors (discussed
below).
It has been well known but not thoroughly understood
that lymphocytes recovered from both the peripheral blood, as well as the
tumors themselves, in patients with malignancies are functionally compromised.
These lymphocytes can also be further characterized to have tumor-antigen
specific responses although do not induce apoptosis or tumor cell death. Tumor
cells create a microenvironment by expressing or secreting several different
cytokines and growth factors to induce immune suppression.
IL-10 has been described to be secreted by tumor cells
to cause an effective immunosuppression of infiltrating T cells. IL-10 exerts
an indirect effect on the immune system by inhibiting the secretion of
proinflammatory cytokines like IL-1, IL-6, IL-8 and TNFa (Tsuruma et al, 1999), free oxygen radicals, nitric
oxide derivatives from type 1 helper T cells, monocytes, macrophages and
neutrophils, and inhibiting the secretion of IFNg by NK cells (Moore et al, 1993). Furthermore, IL-10
downregulates MHC class I, II and B7 molecules (Matsuda et al, 1994;
Salazar-Onfray et al, 1997), all of which are important for the induction of
the antigen-presenting capacity of macrophages and dendritic cells and
activation of T cells. There have been many reports of IL-10 production of a
variety of solid tumors such as carcinomas of the colon, lung and skin (Gastl
et al, 1993; Huang et al, 1995). Increased levels of tumor derived IL-10 has
been reported in plasma of patients with NSCLC and correlated with decreased
survival (Neuner et al, 2001).
COX (cyclooxygenase or PG endoperoxidase) is a
rate-limiting enzyme involved in the production of prostaglandins and
thromboxanes from free arachidonic acid. Two forms of this enzyme have been
described: COX-1 which is constitutively expressed in most cells and tissues,
and COX-2 which is induced by cytokines, growth factors and other stimuli
(Herschman, 1996). COX-2 is constitutively overexpressed in a variety of
malignancies (Soslow et al, 2000) and has been to enhance tumor resistance to
apoptosis (Tsujii and DuBois, 1995), increase angiogenesis, invasion and metastasis
(Leahy et al, 2000; Dohadwala et al, 2001) and impair host immunity {Huang,
1998 #34} (Stolina et al, 2000). In regards to the immune systems, the
overexpression of COX-2 has been reported to significantly enhance a
PGE2-dependent IL 10 production by macrophages, dendritic cells and lymphocytes
as well as decrease IL-12 production. In addition, tumor COX-2 lead to a
suppression of dendritic cell function by decreasing the dendritic cell
capacity to process and present antigens and induce alloreactivity as well as
alter the dendritic cell phenotype to an immature phenotype with decreased
expression of CD11c, CD80, CD86, MHC class I and II (Sharma et al,
2003). When T cells and dendritic cells from patients with breast cancer were
evaluated, their function directly correlated with COX-2 and PGE2
overexpression. T cells demonstrated a decreased proliferation in response to
CD3 antibody stimulation, reduced production of interferon g, TNF-a,
IL-12, IL-2 and increased levels of IL-10 and IL-4. Dendritic cells revealed a
reduced expression of co-stimulatory molecules, reduced phagocytic ability and
reduced antigen presentation as well (Pockaj et al, 2004).
Transforming growth factor-beta (TGF-b) is overexpressed by numerous malignant tumors such as
breast cancer, prostate cancer, small and non-small lung cancer, colorectal
cancer, pancreatic cancer, ovarian cancer, bladder cancer, melanoma and
malignant gliomas (Wojtowicz-Praga, 2003). TGF-b is a potent immunosuppressor, helping tumor cells
evade the immune system. A second role of TGF-b is to stimulate angiogenesis further promoting tumor
growth. TGF-b is known to activate cytostatic gene responses at any
point the cell cycle, especially G1
as well as repress growth-promoting transcription factors. Although TGF-b can induce apoptosis in hematopoetic cells (Siegel
and Massague, 2003), tumor cells become refractory to TGF-b-mediated growth arrest by either the loss of TGF-b receptors, mutation in the receptors or due to
dysregulation in TGF-b signaling pathways
whereas immune cells remain sensitive (Wojtowicz-Praga, 2003). TGF-b interacts with T cells to efficiently block their
IL-2 production and proliferation (Chen et al, 2003). In addition, it
interferes with the generation of CTL, inactivates NK cell and lymphokine
activated killer cell cytotoxicity most likely by the inhibition of TNF-a and b
secretion (Gray et al, 1994, 1998; Ebert et al, 1999). Dendritic cell
maturation and antigen presentation is also impaired by TGF-b (Geissmann et al, 1999), and TGF-b produced by tumors significantly reduced the potency
of DC/tumor fusion vaccines (Kao et al, 2003). Furthermore, TGF-b may have a pivotal role in inducing immune
suppression by CD4+/CD25+ regulatory T cells (Wahl et al,
2004).
In addition, tumors can actively inhibit immune
responses by expressing a B7 homolog-1 (B7-H1) which is known as a programmed death ligand 1.
B7-H1 is expressed on many tumors including carcinomas of the breast, lung,
ovary and colon, whereas normal tissues do not express B7-H1. Their expression
can interact with the CD28 receptor on CTLs and promote CTL death
via induction of Fas Ligand and IL-10 {Dong, 2003 #6}.
E. VEGF
Vascular endothelial derived growth factor (VEGF) may
be produced by tumor cells, which promotes tumor angiogenesis but inhibits the
immune cell function by impairing both the effector function and early stages
of hematopoiesis. VEGF receptors are present on early hematopoetic progenitor
cells (Ferrara, 1996). Almost all tumor cells produce VEGF; elevated levels are
frequently detected in the sera of cancer patients and these elevated levels
are associated with a poor prognosis (Dikov et al, 2001). VEGF causes a defect
in the maturation of dendritic cells from early hematopoetic progenitor cells
(Gabrilovich et al, 1998). In addition, mice treated with continuous infusion
of recombinant VEGF have a decreased number of T cells and a decreased
T-to-B-cell ratio in their lymph nodes and spleen (Ohm and Carbone, 2002; Ohm
et al, 2003).
It is well known that human cancer cells have
dysfunctional apoptotic pathways leading to the resistance of these cells to
apoptosis by therapeutic agents. In addition, impairment of the apoptotic
signaling pathway plays an important role in the initiation and progression of
normal cells into cancer cells (LaCasse et al, 1998; Reed, 1999; Hickman,
2002). In the last several years we have gained much incite on the individual
cellular factors involved in apoptosis as well as their roles in the apoptosis
pathways. The two main pathways involved in apoptosis are the extrinsic pathway
and the intrinsic pathway. In brief, the extrinsic pathway of apoptosis is
initiated by the interaction of cellular surface death receptors with their
successive ligands and the intrinsic pathway is dependent on the leakage of
cytochrome c from the mitochondria, which is prompted from the change or loss
of mitochondrial membrane potential. Triggering either of these pathways leads
to a downstream activation of a cascade of caspase proteolysis reactions. The
initiator caspase group includes caspase-8 and caspase-10 for the extrinsic
pathway and caspase-2 and caspase-9 for the intrinsic pathway. These caspases
bind to adapter molecules forming a death-inducing signaling complex (DISC).
Once the DISC is formed and the initiator caspases have been activated, they in
turn activate a series of downstream caspases known as effector caspases
(caspase-3, 6, 7) which are similar for both pathways. These effector caspases
subsequently cleave numerous structural and regulatory proteins leading to
apoptosis of the cell (Liu et al, 1997; Budihardjo et al, 1999). With such
involved pathways, cancer cells have evolved to resist apoptosis by many
mechanisms such as downregulating death receptor expression and overexpressing
inhibitors of apoptosis.
One of the death receptors, Fas (CD95), and its
ligand, both critically involved in immune homeostasis and effector function,
are also the major pathway of cytolytic T-cell -mediated immunity involved in
specific killing of tumor cells. It has been well described that many different
tumor cells downregulate or lose of Fas expression on their surface (Shin et
al, 1999) {Lee, 2000 #37}. Bullani and colleagues, 2002 demonstrated the
reduction in Fas expression and/or death signaling function in atypical or
malignant melanocytic lesions as well as melanoma cell lines. Von Reyher and
colleagues determined that Fas is expressed in every colonocyte of normal colon
mucosa, but it is downregulated or lost in the majority of colon carcinomas
(von Reyher et al, 1998). Hughes and colleagues demonstrated that 69.5% of
esophageal adenocarcinomas evaluated were negative for Fas (Hughes et al,
1997).
We are now starting to develop a better understanding
to the mechanisms of escape to Fas or TRAIL receptor engagement. A mutant p53
gain of function has been shown to repress Fas gene expression (Zalcenstein et
al, 2003). Many tumor cells have been described to overexpress or
constitutively express Fas which, in turn, downregulates Fas expression.
Defects in the Fas-signaling pathway have also been described. The cellular
FLICE/caspase-8-inhibitory protein (cFLIP) can interfere with Fas-mediated cell
death and therefore favor tumor immune escape (French and Tschopp, 2002). cFLIP
has been reported to be constitutively expressed in all human HCC cell lines,
more so than in normal non-tumor liver tissues (Okano et al, 2003). cFLIP
expression was undetectable in all but one benign melanocytic lesion (31/32,
97%). In contrast, cFLIP was strongly expressed in most melanomas (24/29 =
83%). Overexpression of cFLIP by transfection in a Fas- and TRAIL-sensitive
human melanoma cell line rendered this cell line more resistant to death
mediated by both TRAIL and FasL. Selective expression of FLIP by human
melanomas may confer in vivo
resistance to FasL and TRAIL, thus representing an additional mechanism by
which melanoma cells escape immune destruction (Bullani et al, 2001).
Furthermore, loss of FADD protein expression, as well as loss of caspase 8
expression, is a means for tumor resistance to the death-receptor induced
apoptosis pathway (Teitz et al, 2000; Tourneur et al, 2003).
There are molecules that inhibit the binding of IAPs
to caspases. These proteins are released from the mitochondria into the cytosol
during changes of mitochondrial membrane potential permeability (Verhagen et
al, 2000). They are known as second mitocondria derived activator of caspases
(Smac/Diablo) and are located in the intermembrane space of the mitochondria.
They compete for binding sites on XIAPs thus releasing caspase 3,7 and 9. Omi
is another protein released from the mitochondria which binds to IAP and
facilitates apoptosis by freeing caspase 3 and 7 (Hedge and Williams, 2002).
Members of the B-cell lymphoma-2 (Bcl-2) protein
family have important roles in the regulation of cellular apoptosis for which
they elicit anti- or proapoptotic functions. Bcl-2, BclXl, Mcl-1, Bcl-w,
Bfl-1/a1, Bcl-b and Bcl-2-L-10 are antiapoptotic molecules whereas Bax, Bak,
Bad, Bid, Bcl-Xs, Mcl-1S, Bok/Mtd and Bik/Nbk are pro-apoptotic. There is a
general understanding that the pro-apoptotic molecules bind and neutralize
antiapoptotic molecules (Cheng et al, 2001) thus allowing apoptosis. Many
cancers, both solid and hematogenous, demonstrate an overexpression of Bcl-2
such as melanoma (Vlaykova et al, 2002), breast (Silvestrini et al, 1994; Wu et
al, 2000), prostate (McDonnell et al, 1992; Colombel et al, 1993), small cell
lung carcinoma (Jiang et al, 1995; Dingemans et al, 1999), colorectal carcinoma
(Sinicrope et al, 1996; Ilyas et al, 1998), transitional cell carcinoma
(Pollack et al, 1997) and solitary fibrous tumors (Hasegawa et al, 1998). This
overexpression of Bcl-2 correlates with worse prognosis. High levels of Bcl-Xl
were detected in bladder transitional cell carcinoma (Kirsh et al, 1998),
squamous cell cancer of the oropharynx, (Aebersold et al, 2001) and pancreatic
cancer. These molecules also contribute to tumor initiation, progression and
resistance to therapy and additionally associated with a worse prognosis
(Friess et al, 1998; Amundson et al, 2000).
The pro-apoptotic molecules, Bax and Bak, are required
in order to achieve apoptosis (Wei et al, 2001). Both Bax and Bak exist in
inactive conformations and are activated in response to various apoptotic
stimuli (Wolter et al, 1997; Gross et al, 1998). Bax is located in the cytosol
and translocates to the outer mitochondrial membrane upon activation. Bak is
located in active and inactive forms on the outer mitochondrial membrane
(Griffiths et al, 1999). Once activated, both Bax and Bak form multimeric
complexes. Mouse embryo fibroblasts deficient for Bax and Bak were refractory
to apoptosis after induction by various agents causing cell and mitochondrial
stress (Wei et al, 2001). Apoptosis induced by chemotherapeutic agents are
dependent on Bax. (Bellosillo et al, 2002, Deng et al, 2002). Furthermore,
epithelial cancer cells lacking Bax were resistant to apoptosis (Theodorakis et
al, 2002).
The increasing understanding of the pathways by which
tumor cells resist apoptosis, together with the development of specific
inhibitors for critical molecules responsible for tumor resistance, may
facilitate the reversal of tumor escape from the immune system (Frost et al,
2001; Ng and Bonavida 2002). Modern immune-stimulating interventions resulting
from a more detailed knowledge on how immune effector cells are activated and
regulated have resulted in unprecedented expansion of circulating
antigen-specific T cells. Dendritic cell-based vaccines, repeated peptide-based
immunizations, viral-vector-mediated genetic immunization and adoptive transfer
of activated antigen-specific T cells have the ability to expand tumor-antigen
specific T cells to levels similar to those able to protect from viral
infections. However, the magnitude of tumor-antigen-specific T cell expansion
has not been unequivocally correlated with clinical responses. Therefore, it is
likely that a limiting step is that target cells can escape from death signals
delivered by adequately activated T cells. The knowledge of how target cells
escape immune-cell-mediated killing provides several means of intervention to
revert sensitivity to the immune system.
1. TGF-b
There has been evidence of suppressing or blocking
TGF-b signaling can suppress tumor progression making this
molecule an attractive target. There are several agents targeting TGF-b that are in early stages of development such as anti-
TGF-b antibodies, small molecule inhibitors of TGF-b, Smad inhibitors (downstream target of TGF-b) and antisense gene therapy. Stable transduction of
breast and glioma tumor cells with antisense TGF-b 1 and TGF-b 2 retroviruses restored their immunogenicity and induced partial
rejection of unmodified established tumors (Fakhrai et al, 1996; Dumont and
Arteaga, 2003). Reversal of NK inhibition induced by tumor inoculation in
athymic mice was noted after the use of TGF-b neutralizing antibodies (Arteaga et al, 1993). Furthermore, antisense oligonucleotides targeting TGF-b2 DNA or mRNA inhibited malignant mesothelioma growth in vitro and in vivo (Marzo et al, 1997) as well as inhibited hepatocellular
carcinoma growth in vivo and
increased CTL lytic activity twofold in
vitro (Maggard et al, 2001). Blocking TGF-b also improved dendritic cell vaccines in vivo after using a combined TGF-b gene transfer plus TGF-b neutralizing antibody in established TGF-b-secreting 4T1 mammary tumors. The combined therapy
with the dendritic cell vaccine resulted in tumor regression in 40% of
established tumors 135.
3. VEGF
VEGF has several immunosuppressive effects that
promote tumor growth and invasion. Blocking negative effects of VEGF on
dendritic cell maturation by a neutralizing antibody reverses the negative
effects on dendritic cells in vitro
(Gabrilovich et al, 1999). It was then subsequently shown that antibodies to
VEGF can enhance the efficacy of cancer immunotherapy by improving dendritic
cell function in vivo. In this study,
tumor growth in mice was delayed and survival was prolonged by the addition of
VEGF antibody to a p53 peptide pulsed vaccine (Gabrilovich et al, 1999).
B. Re-expression of tumor antigens
DNA methylation is known to be an important mechanism of gene regulation. It has also been noted to control tumor antigen expression and lead to gene silencing 141. Demethylation of tumor antigen promotors responsible for gene silencing can lead to a reactivation of their expression thus increasing the sensitivity of tumor cells to immune surveillance. This can be achieved by two classes of drugs, demethylating agents and histone deacetylase inhibitors (HDACi). The MAGE genes (also known as cancer testis antigens), expressed not only in melanomas but also in many other tumors, are activated by promoter demethylation (De Smet et al, 1996; Coral et al, 1999). Furthermore, the activation of MAGE expression on melanoma cells with 5-aza-2Õ-deoxycytidine (DAC) elicits a MAGE-specific CTL response (Serrano et al, 2001). Other tumor antigens, RAGE-1, GAGE 1-6 and NY-ESO-1, in renal cell carcinoma are also regulated by DNA methylation and expression of these antigens can be induced by DAC. In addition, de novo expression of NY-ESO-1 was noted in renal cell carcinoma which elicited a NY-ESO-1 specific CTL-mediated lysis (Coral et al, 2002). In addition, these drugs have been shown to generate a pro-apoptotic cell milieu by modulating the expression of several pro and anti-apoptotic genes (Egger et al, 2004). The use of demethylating agents as an adjunct to immunotherapy may be a possibility to enhance MHC expression of tumor antigens and increase immune recognition and subsequent destruction of tumor cells.
Because of the up-regulation of anti-apoptotic
molecules is a frequent observation in cancer cells, specific therapy to target
anti-apoptotic molecules may potentially immunosensitize tumor cells by
increasing their ability to undergo apoptosis. Many of these specific therapies
are currently in clinical trials, including an antisense to Bcl-2 construct
(G3139). A Bcl-2 inhibitor, ABT-737 was designed to be a potent inhibitor of
anti-apoptotic proteins Bcl-2, Bcl-Xl and BCL-w and has been shown to enhance
the effects of death signals and display synergistic toxiticities with
chemotherapies and radiation. As a single agent, it was therapeutic in the
cytotoxicity to lymphoma and small-cell lung carcinoma cell lines in both
patient derived cells and in animal models (Oltersdorf et al, 2005).
New molecules have been studied to specifically
disrupt the MAPK cascade leading to an overall decrease in activity of the
Bcl-2 family of anti-apoptotic molecules. Antitumor activity has been seen in
preclinical models with CI-1040, an orally active inhibitor of MEK1/2, for
pancreas colon, breast cancer (Allen et al, 2003) and melanoma (Collisson et
al, 2003). In addition ERK inhibitors PD98059 and U0126, when used in
conjunction with docetaxel, increased apoptosis and inactivated Bcl-2 in human
prostate cancer cells (Zelivianski et al, 2003).
The
use of XIAP antagonists have recently demonstrated efficacy in inducing
apoptosis in cancer cells on top of sensitizing cancer cells to chemotherapy (Yang et al, 2003). XIAP
antagonists have been designed creating a SMAC peptide complexed with the BIR3
domain of XIAP, which bind to the BIR3 domian of XIAP and promote cell death in
several human cancer cell lines and has inhibited growth of tumors in a
xenograft breast cancer model in mice (Oost et al, 2004). Additionally, new classes of
polyphenylureas with XIAP-inhibitory activity have been shown to overcome XIAP
mediated suppression of caspase 3 and 7, stimulate increased caspase activity
and directly induced apoptosis in many types of tumor cell lines in culture.
These polyphenylurea compounds also suppressed growth of established tumors in
xeongraft models in mice and sensitized cancer cells to chemotherapeutic drugs
(Schimmer et al, 2004).
A small molecule mimic of Smac, a pro-apoptotic
protein that functions by relieving the IAP-mediated suppression of caspase
activity, has been synthesized to overcome IAP antagonist. This molecule also
synergizes with both TNF-a and TRAIL and is a
potential new therapy for cancer (Li et al, 2004).
In the past decade we have developed
a remarkable appreciation of the adaptive immunity and its role in detecting
cancer cells and impairing cancer growth, which have lead to numerous
immunotherapy trials. However, our immunotherapy strategies have not clinically
demonstrated effective control over tumor growth. We are now trying to focus
our attention on comprehending the potential reasons for failure by
understanding both the cellular and molecular pathways that interfere with the
immune systemÕs own ability to develop powerful immunologic responses against
the tumor cells. By exploring this knowledge of how tumor cells escape immune
surveillance and resist immune-mediated killing, we may be able to target
therapy and recreate an immune ÒsensitiveÓ environment. With the advent of many
newly developed small molecules inhibitors and specific antibodies it may be
possible to direct our therapy to specific apoptosis pathways and reverse
immune resistance, becoming an effective adjuvant to immunotherapy.
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