Cancer Therapy Vol 3, 341-346, 2005

 

Radiation esophagitis, treatment strategies and prevention

Review Article

 

Gorkem Aksu1,*, Hakan Bakkal 2, Merdan Fayda 3,Binnaz Celebioglu Sarper1

1Kocaeli University Faculty of Medicine, Radiotherapy Department

2Ankara Oncology Hospital, Radiotherapy Department

3Istanbul University Oncology Institute, Radiotherapy Department

__________________________________________________________________________________

*Correspondence: Dr. Gorkem Aksu Yahyakaptan Mahallesi, F29 Blok Da: 12, Kocaeli, Turkey; Tel: 0 555 3750805; E-mail: aksugorkem@yahoo.com

Key words: Radiation esophagitis, chemoradiotherapy, Prevention, amifostine

Abbreviations: cyclophosphamide, doxorubicin, adriamycin and cisplatin, (CAP); European Organization for Research and Treatment of Cancer, (EORTC); gross tumor volume, (GTV); intensity modulated radiotherapy, (IMRT); National Cancer Institute, (NCI); NCI Common Toxicity Criteria, (NCI-CTC); non-small cell lung cancer, (NSCLC); Radiation Therapy Oncology Group, (RTOG); radiation therapy oncology group, (RTOG); three-dimensional, (3-D)

 

Received: 3 May 2005; Revised: 19 May 2005

Accepted: 24 May 2005; electronically published: May 2005

 

Summary

The most important dose-limiting acute toxicity during radiotherapy for thoracic malignancies is radiation esophagitis. The combined modality treatment’s (chemoradiotherapy) becoming a standard treatment approach for these malignancies has also increased the rate of esophagitis. Generally the first symptoms of radiation esophagitis that are dysphagia and odynophagia are seen 2-3 weeks after the beginning of radiotherapy and the incidence of severe acute esophagitis > or = grade 3 in patients treated with once-daily radiotherapy alone is 1.3%, increasing to 14% to 25% with the addition of concurrent chemotherapy, and 24% to 34% for the combination of hyperfractionated radiotherapy plus concomitant chemotherapy. In order to minimize this complication that can lead to treatment interruptions, three-dimensional (3-D) conformal radiotherapy, varying treatment schedules and doses of chemotherapeutics, radiosensitizers and radioprotectors are tested in several trials. In this review predictive factors and treatment strategies for radiation esophagitis are discussed.

 


I. Introduction

The most important dose-limiting acute toxicity during radiotherapy for thoracic malignancies is radiation esophagitis. The combined modality treatment’s (chemoradiotherapy) becoming a standard treatment approach for these malignancies has also increased the rate of esophagitis. The toxicity related to radiation injury is categorized as acute toxicity (occurring during or just after the completion of chemoradiotherapy and resolving within 4-6 weeks) or late toxicity (occurring months after the completion of the treatment). In order to minimize this complication that can lead to treatment interruptions, three-dimensional (3-D) conformal radiotherapy, varying treatment schedules and doses of chemotherapeutics, radiosensitizers and radioprotectors are tested in several trials.

In this review predictive factors and treatment strategies for radiation esophagitis are discussed.

 

II. Radiation esophagitis in patients treated with chemoradiotherapy

Generally the first symptoms of radiation esophagitis that are dysphagia and odynophagia are seen 2-3 weeks after the beginning of radiotherapy. Table 1 and 2 defines the NCI Common Toxicity Criteria Version 2.0- Acute Dysphagia-Esophageal Grading Criteria and the Radiation Therapy Oncology Group (RTOG)/ European Organization for Research and Treatment of Cancer (EORTC) Late Esophagitis Morbidity Grading Criteria. The reactions are generally graded as I and II in most of the patients according to the National Cancer Institute (NCI) Acute Dysphagia- Esophageal Grading Criteria that means the patients can eat pureed, soft or liquid diet (Table 1). However in some patients especially who are treated with concurrent chemoradiotherapy these reactions can be severe and dysphagia requiring feeding tube or intravenous hydration or rarely complete obstruction can develop. In such cases weight loss and dehydration can threat the patient’s life and treatment shall be interrupted.

The late reactions include mild to severe fibrosis causing strictures that may require dilation, necrosis, fistulas or perforation.

 

Seaman et al. was the first to determine esophagitis in patients with lung cancer who were treated with 24 MEV photons. They reported that the narrowing of the esophageal lumen was the most common complication and suggested that the tolerance of the esophagus was 60 Gy / 200 cGy per fraction (Seaman and Ackerman, 1957). Emami et al.’s findings in 1991 also supported their suggestions (Bradley and Movsas, 2004).

Following Seaman’s findings several trials evaluated the rate of esophagitis after thoracic irradiation. Lepkee and Libshitz reported that among 63 of 250 patients who were treated with thoracic radiotherapy alone only 1 patient (1.6%) had esophageal abnormality while 10 of 132 patients (7.7%) who were treated with chemoradiotherapy had esophagitis in differentiating degrees. Abnormalities included abnormal motility with and without mucosal edema, stricture, ulceration, pseudodiverticulum and fistula. Abnormal motility occurred 4 to 12 weeks following radiotherapy alone and as early as 1 week after therapy when concomitant chemotherapy had been given. Strictures developed 4 to 8 months following completion of radiotherapy. Ulceration, pseudodiverticulum, and fistula formation did not develop in a uniform time frame (Lepke and Kibshitz, 1993).

In a randomized trial by Dillman et al. that compared induction chemotherapy and 60 Gy radiotherapy or 60 Gy radiotherapy alone in patients with lung cancer the incidence of esophageal toxicity was < 1% and similar in both groups (Dillman et al, 1990).

Supporting these findings, in RTOG 8808 trial, the incidence of esophageal toxicity was also similar in patients who were treated with chemoradiotherapy or radiotherapy alone (Sause et al, 2000).

As seen in these trials, induction chemotherapy does not significantly increase the incidence of radiation esophagitis. However, today concurrent chemoradiotherapy is the standard treatment for patients with non-small cell lung cancer and good performance status and unfortunately acute esophagitis is a frequent toxicity in such cases. Generally, the incidence of severe acute esophagitis > or = grade 3 in patients treated with once-daily radiotherapy alone is 1.3%, increasing to 14% to 25% with the addition of concurrent chemotherapy, and 24% to 34% for the combination of hyperfractionated radiotherapy plus concomitant chemotherapy (Boal et al, 1979; Umsawasdi et al, 1985; Byhardt et al, 1998; Choy et al, 1998; Hirota et al, 2001; Singh et al, 2003).

Umsawasdi et al. analyzed esophageal complications from combined chemoradiotherapy consisting of chemotherapy (cyclophosphamide, doxorubicin, adriamycin and cisplatin = CAP) and 50 Gy radiotherapy in 55 patients with limited non-small cell lung cancer (NSCLC). Group I consisted of 45 patients receiving two courses of CAP, followed by five weekly courses of low dose CAP and radiotherapy followed by additional CAP chemotherapy. In group II, 10 patients received concomitant chemoradiotherapy from the onset of treatment. Esophagitis occurred in 80% of all patients. Severe esophagitis occurred in 27% of patients of Group 1 and 40% of patients of Group 2. Esophageal stricture or fistula rates were also higher in concurrent treatment arm (in 1 of 45 (2%) patients in Group 1 and 3 of 10 (30%) patients in Group 2; p<0.025). The authors concluded that concurrent chemoradiotherapy significantly increased esophageal complications (Umsawasdi et al, 1985).

Boal et al. also showed that the addition of concurrent doxorubicin to RT increases the incidence and severity of esophagitis even at well-tolerated dose/fractionation schedules (<60 Gy in 1.8–2-Gy fractions daily) (Boal et al, 1979).


 

 

Table 1. NCI CTC (Common Toxicity Criteria) (Version 2.0) Acute Dysphagia-Esophageal (related to radiation) grading criteria

 

GRADE

DESCRIPTION

0

None

1

Mild dysphagia but can eat regular diet

2

Dysphagia, requiring predominantly pureed, soft or liquid diet

3

Dysphagia, requiring feeding tube IV hydration or hyperalimentation

4

Complete obstruction (can not swallow saliva), ulceration with bleeding not induced by minor trauma or abrasion or perforation 

 

Table 2. RTOG/EORTC late esophagitis morbidity grading criteria

 

GRADE

DESCRIPTION

0

No change over baseline

1

Mild fibrosis; slight difficulty in swallowing solids; no pain on swallowing

2

Unable to take solid food normally; swallowing semisolid food; dilatation may be indicated

3

Severe fibrosis; able to swallow only liquids; may have pain on swallowing; dilatation required

4

Necrosis/perforation, fistula


Choy et al, reported a 46% incidence of acute Grade 3-4 esophagitis during treatment with 66 Gy of RT (2-Gy daily fractions) and concurrent weekly paclitaxel and carboplatin (Choy et al, 1998).

In 1998 Byhardt et al. analyzed the results of five radiation therapy oncology group (RTOG) trials of sequential and/or concurrent chemotherapy and radiotherapy for locally advanced non–small-cell carcinoma of the lung according to response, toxicity, failure patterns and survival. Totally 461 patients were divided into three groups. In group I patients were treated with sequential chemotherapy followed by standard RT (60 Gy in 6 weeks). Group II consisted of patients who received combined sequential and concurrent chemotherapy and standard RT (60 Gy in 6 weeks). In group III patients received concurrent chemotherapy and hyperfractionated RT (69.6 Gy in 6 weeks). Acute toxicity was defined as that occurring within 90 days from the start of RT and late toxicity was defined as that occurring after 90 days from the start of RT. Acute or late toxicity ≥ grade 3 was defined as severe. Group 3 (concurrent chemotherapy and hyperfractionated RT arm) had a significantly more severe acute esophagitis rate of 34% compared with Group 1 (1.3%) and Group 2 (6%) (p< 0.0001). Late esophagitis rate was also significantly greater in group 3 (8% vs. 2% and 4%; p=0.077). The authors concluded that concurrent chemotherapy and hyperfractionated RT had a significantly higher incidence of severe acute esophageal toxicity (Byhardt et al, 1998).

Singh et al, (2003) evaluated 207 patients with NSCLC who were treated with high-dose, definitive 3D-conformal radiotherapy and/or sequential or concurrent chemotherapy for investigating the predictors of radiation esophagitis. The mean dose to the entire esophagus, maximal point dose to the esophagus, and percentage of volume of esophagus receiving >55 Gy were analyzed. The median dose was 70 Gy (range 60–74) delivered in 2-Gy daily fractions/once daily. Of 207 patients, 16 patients (8%) developed acute Grade 3–5 esophageal toxicity. Late Grade 3–5 esophageal toxicity was present in 7 patients (3%) and 1 patient died (Grade 5 esophageal toxicity) of late esophageal perforation. In univariate analysis concurrent chemotherapy, maximal point dose to the esophagus >58 Gy, and a mean dose to the entire esophagus >34 Gy were significantly associated with a risk of Grade 3–5 esophageal toxicity. In multivariate analysis concurrent chemotherapy and maximal point dose to the esophagus >58 Gy was significant. An important point was that 14 (88%) of the 16 patients who developed Grade 3–5 esophageal toxicity had received concurrent chemotherapy (p= 0.0001). Only 2 patients developed Grade 3–5 esophageal toxicity in the absence of concurrent chemotherapy that was explained by both’s receiving a maximal esophageal point dose >69 Gy. In conclusion concurrent chemotherapy and the maximal esophageal point dose were found as significantly adverse risk factors for Grade 3–5 esophageal toxicity in patients with NSCLC treated with high-dose 3D-CRT (Singh et al, 2003).

Hirota et al. endoscopically investigated the patients who received chemoradiotherapy or thoracic radiotherapy alone for esophagitis and found out that endoscopic grade 3 esophagitis did not occur in any of the patients who received radiotherapy alone while 27% of patients receiving chemoradiotherapy had grade 3 esophagitis (Hirota et al, 2001).

The results of these trials confirm that concomitant chemoradiotherapy is associated with the elevated risk of radiation esophagitis and preventive strategies are necessary to minimize the toxicity.

 

III. Prevention of radiation esophagitis

In order to reduce the amount of esophagitis several strategies including the use of 3-D conformal radiotherapy, medical management and radioprotectors are developed.

The use of conformal radiotherapy is effective in minimizing the irradiated volume of normal tissues as well as esophagus.

Medical management includes analgesics and nutritional supplements but most of the patients require further therapies since late reactions may be severe although they are rare.

In such cases the use of sucralfate may prevent radiation-induced esophagitis as shown in some trials. Sur et al. analyzed 80 patients with esophageal carcinoma who had acute radiation esophagitis following external beam and intracavitary radiotherapy. The patients were divided into two different treatment arms. Group 1 (n = 40) received an antacid containing sodium alginate and Group 2 (n = 40) received a 10% sucralfate suspension during 4 weeks. In sucralfate group, 32 of 40 patients (80%) had a significant relief of symptoms within 7 days of treatment and it was detected endoscopically that most ulcers had healed by 12 days of treatment. Patients receiving sodium alginate showed little improvement of symptoms and had persistent ulcers even after 4 weeks of therapy. The authors concluded that the use of oral sucralfate was useful in the management of acute radiation esophagitis (Sur et al, 1994).

There are also trials showing that sucralfate has a limited effect in the treatment of radiation esophagitis radiation induced odynophagia. In one of these trials, Taal et al, (1995) administered sucralfate labeled with TC99m to 26 patients with esophageal carcinoma and endoscopically proven radiation esophagitis. The degree of coating was evaluated according to persistence of the radionuclide in the affected esophageal segment. Although scans were positive for radioactivity in 24 of 26 (92%) patients, only 8 (31%) of these represented selective binding of sucralfate to tissue. In the other 16 cases, scans were positive for sucralfate and albumin, indicating nonspecific retention most likely caused by concomitant esophageal stenosis. Residual radioactivity was observed for 30 minutes or more in 11 (42%) patients, but scans were positive for radioactivity after 1 to 2 hours in only 4 (15%). These findings suggested that the inability of sucralfate in alleviating radiation-related odynophagia might be related to insufficient duration of adherence of sucralfate to the damaged esophageal mucosa (Taal et al, 1995).

In a different randomized study by McGinnis et al, (1997) that included 97 patients the preventive effect of sucralfate was evaluated among patients who received thoracic radiotherapy. The patients received sucralfate or placebo during radiotherapy. Surprisingly although only 2 placebo patients (4%) stopped their study medication during the first 2 weeks, in sucralfate group this number reached up to 20 patients (40%) that was thought to be related with the increased incidence of gastrointestinal toxicity (58% of sucralfate patients vs. 14% of placebo patients; p < 0.0001). The authors also reported that there was no substantial benefit of  sucralfate in esophagitis scores and concluded that oral sucralfate solution did not appear to inhibit radiation-induced esophagitis and was associated with disagreeable gastrointestinal side effects in this patient population (McGinnis et al, 1997).

As seen, sucralfate at least has a limited effect on the prevention of radiation esophagitis and  the most important point is the continuation of nutrition by endoscopic dilatation, stent-implantation or endoscopic percutaneous gastrostomy. There is still no effective prophylactic measure and local injection of steroids may be used to avoid an early restenosis. Topical or systemic analgesics can also be useful and calcium antagonists may be used in cases with esophageal spasm. If the symptoms are complicated with the presence of gastro-esophageal reflux, proton pump inhibitors shall also be used (Zimmermann et al, 1998).

 

IV. The role of amifostine in radiation esophagitis

After the demonstration of the efficacy of amifostine (WR-2721) as a radioprotector in reducing the severity of acute and late xerostomia without compromising the efficacy of radiotherapy in patients with head and neck cancer (Sauer et al, 1999) several randomized trials tested the role of amifostine in reducing radiation esophagitis and radiation-related pneumonitis.

Antonadou et al. reported the results of a phase III randomized trial that tested intravenous amifostine and thoracic radiotherapy in 146 patients with lung cancer and showed that amifostine significantly reduced the incidence of esophagitis and pneumonitis (p< 0.001) (Antonadou et al, 2001).

Koukourakis et al. investigated the efficacy of subcutaneous administration of amifostine in 60 patients with thoracic malignancies and the results showed that subcutaneous administration was well tolerated end effectively reduced radiation esophagitis (p<0.04) (Koukourakis et al, 2000).

In 2003 Antonadou et al. reported the results of a different randomized trial that included 73 patients with previously untreated Stage IIIA and IIIB NSCLC. Group I received radiotherapy alone while the patients in group II received radiotherapy and 300 mg/m2 intravenous amifostine. The incidence of Grade >= 3 esophagitis was significantly lower in patients that received amifostine (38.9% vs. 84.4%; p<0.0001) (Antonadou et al, 2003).

Cisplatin-based chemotherapy regimens are associated with a lower incidence of esophagitis given concurrently with radiotherapy, with significant esophagitis occurring in 14-25% of patients (Albain et al, 1995; Ardizzoni et al, 1999; Lopez-Picazo et al, 1999; Tan et al, 1999; Uittterhoeve et al, 2000). For chemoradiotherapy regimens that use paclitaxel, esophagitis rates are higher (37-70%) (Senzer, 2002), (Leong et al, 2003).

Leong et al. tested concurrent weekly paclitaxel (60 mg/m2) and 64 Gy radiotherapy with or without amifostine in patients with stage III lung cancer. The incidence of grade 2-3 esophagitis was %43 in patients who received amifostine while patients who did not receive amifostine had an esophagitis rate of 70% but the difference did not reach a significance (Leong et al, 2003).

In a different phase III study Senzer et al. tested the radioprotective efficacy of amifostine among 100 patients with NSCLC who received concurrent hyperfractionated radiotherapy (64.8 Gy) with weekly paclitaxel and carboplatin followed by gemcitabine and carboplatin. The preliminary results demonstrated no cytoprotective benefit of amifostine (Senzer, 2002).

Following these studies RTOG conducted a large trial to test the role of amifostine, RTOG 9801 that included 243 patients with stage II or III NSCLC. The importance of this trial was that it was the only trial that prospectively analyzed quality of life. The patients received induction chemotherapy consisting of paclitaxel and carboplatin followed by concurrent weekly paclitaxel and carboplatin and hyperfractionated RT (69.6 Gy-1.2 Gy/fraction/twice a day).  They were randomized to with or without intravenous 500 mg amifostine arms at the beginning of the radiotherapy and esophageal toxicities were analyzed with NCI Common Toxicity Criteria (NCI-CTC) and RTOG/EORTC Late Esophagitis Morbidity Grading Criteria. Totally 122 of 245 patients (49%) received amifostine. Grade 3 or greater esophagitis rates were 30% and 34% respectively showing no significant difference between two arms (p=0.9). Although overall quality of life was not significantly different between two arms the only advantage of amifostine was the significant improvement in pain and less deterioration at 6 weeks of follow-up on the amifostine arm (p= 0.003). Another finding of this trial was that there was a significant increase in nausea and vomiting, cardiovascular toxicity (transient hypotension in most of the patients) and febrile neutropenia in amifostine arm. Amifostine also had no benefit on survival and the median survivals were similar in both groups (15.5 months in amifostine arm and 15.6 months in no amifostine arm) (Movsas et al, 2003).

Although the results of RTOG trial did not support that amifostine has an effect on reducing esophagitis in patients who receive concurrent chemoradiotherapy recent trials investigated its possible advantages with alternative radiation and chemotherapy schedules.

Recently Werner-Wasik et al. conducted a randomized phase II study of amifostine for patients with inoperable stage II-IIIA/B or stage IV non-small cell lung cancer with oligometastases receiving concurrent radiochemotherapy with carboplatin and paclitaxel followed by optional consolidative chemotherapy as a follow-up study after RTOG 98-01 and the results are awaited (Werner-Wasik et al, 2004).

In a recent review by Gopal, it was reported that evidences in the literature suggested that the protective effect of amifostine appeared to be the result of a reduction in the accumulation of macrophages and a decrease in plasma and tissue transforming growth factor-beta levels in radiation-related pneumonitis (Gopal, 2004).

 

V. Conclusion

As seen above a standard treatment in order to reduce esophageal toxicity during chemoradiotherapy is yet to be identified and much additional work investigating new biological modifiers as radioprotectors shall be performed. Although the effect of amifostine in reducing radiation esophagitis is not clear, with some encouraging results it shall be tested in new trials combined with intensity modulated radiotherapy (IMRT) and new biologic modifiers.

 

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Gorkem Aksu