Cancer
Therapy Vol 6, 577-596, 2008
Gastrointestinal
stromal tumor of the pancreatoduodenal complex: A detailed review and
development of new prognostic scoring system
Raja
R Gopaldas1,*, Lori J Toedter2, Sanford
Dorman3, Chand Rohatgi4
1Michael E. DeBakey Department of Surgery, Baylor
College of Medicine, Houston TX
2Department of Surgery, Easton Hospital, Easton PA
3Department of Pathology, Easton Hospital, Easton PA
4Associate in-charge, Division of Surgical Oncology,
Easton Hospital; Clinical Associate, Drexel University College of Medicine
__________________________________________________________________________________
*Correspondence: Raja R. Gopaldas, MD, Michael E.
DeBakey Department of Surgery, Baylor College of Medicine, Houston TX 77030,
USA; Email: doctorgopaldas@yahoo.com
Key words: GIST,
stromal, imatinib mesylate, sunitinib, pancreatoduodenectomy, gastrointestinal
stromal tumor, neoadjuvant, c-kit, KIT gene
Abbreviations: 18-Fluodeoxy-glucose
Positron emission tomography, (18 FDG-PET); Endoscopic Retrograde Cholangiopancreatography, (ERCP); Endoscopic
Ultrasound guided Fine-needle aspiration, (EUS-FNA);
esophagogastroduodenoscopy, (EGD); fine needle aspiration biopsy, (FNAB);
gastric autonomic nerve tumors, (GANT); gastrointestinal pacemaker cell tumor,
(GIPACT); Gastrointestinal stromal tumors, (GISTs); high power fields, (HPF);
Interstitial Cells of Cajal, (ICC); Muscle Specific Actin, (MSA); Smooth Muscle
Actin, (SMA); smooth muscle tumors of uncertain malignant potential, (STUMP);
stem cell factor, (SCF)
Summary
Gastrointestinal stromal tumor (GIST) is
currently the most common gastrointestinal sarcoma of mesenchymal origin, with
highest incidence in the 40 to 60 year age group. It has recently been
identified as a distinct clinical and histopathologic entity. GIST's were
previously misclassified as leiomyosarcoma/other spindle cell cancers, but
currently constitute a whole spectrum of tumors that share several
characteristics with interstitial cells of Cajal. Until its definitive
molecular characterization, the management of GIST has been a topic of
controversy and renewed interest in the field of surgical oncology. The
management of GIST of the pancreatoduodenal complex has been an area of
controversy from a surgical perspective as well. With delineation in the
modalities of surgical management, a variety of
options have been in vogue during the last decade. The article discusses the
nature of GIST’s, their unusual presentation, their association with upper GI
bleed, and their neural resemblance. We have
encountered three gastrointestinal stromal tumors in the pancreatoduodenal
complex that were similarly managed. Our cases clearly demonstrate the
challenges associated in surgical and multimodal therapies for this entity. Two
patients underwent “en bloc” Whipple’s procedure while the third underwent a
Billroth II reconstruction. Gastrointestinal stromal tumors are comprised of a
mixture of neural and myogenous features in varying proportions by electron
microscopy, ranging from pure neural forms (plexosarcomas) to the purely
spindle forms (leimyomas). The majority are mixed forms and differentiating
them from paraganglioma, gangliocytic paraganglioma and neural endocrine tumors
is important. Expression of c-kit
(CD117) is noted in 95% of the cases. Management depends on the mitotic
activity, grade and extent of the neoplasm, with the aim of achieving primary
surgical cure with negative margins. Advanced or higher grade disease may
require adjuvant chemotherapy with imatinab mesylate. GIST of the
pancreatoduodenal complex is rare and management requires radical approaches.
Prognosis is primarily dependent upon the ability to achieve negative margins
without tumor spillage, thus favoring more radical procedures while avoiding
unnecessary proximate intraoperative tumor handling (e.g. biopsies). Currently
there are no definite protocols/guidelines for surgical management of GIST of
the pancreatoduodenal complex due to the limited number of cases. We review all
reported cases of GIST of the pancreatoduodenal region and propose management
and intervention algorithms based on the known prognostic factors. We have
designed a novel algorithm, the Gopaldas-Rohatgi score, that could function as
a unique stratifying system for the management of GIST specific to the
pancreatico-duodenal complex. The role of repeated resections, and new
generation drugs (imatinib mesylate and sunitinib malate) in the management of
pancreatoduodenal GIST are also discussed.
I. Introduction
Gastrointestinal stromal tumors (GISTs) have been a
subject of controversy for the last decade. Not only has their classification
undergone a dramatic change from a pathologic and immunohistochemical
standpoint, but their surgical management has been challenging both with
respect to the operative modalities offered and the adjuvant therapies
available. The advent of imatinib mesylate and sunitinib malate and their role
in the management of gastrointestinal tumors has redirected management
protocols for some of these tumors (Manley et al,
2002; Joensuu, 2006). Traditionally,
surgical excision with attainment of negative margins has been the treatment
modality of choice for most GISTs arising in the small bowel and stomach. A
major challenge lies in the ability to achieve negative margins. In situations
where the tumors arise in the vicinity of the pancreatoduodenal complex, the
location of nearby anatomic structures often does not allow the surgeon to
easily perform a margin-negative resection as in the case of small bowel or
gastric tumors (Pierie et al, 2001). Tumors located in the vicinity of, adjacent to, or arising from
the duodenum itself are characterized as poorly positioned GISTs. A radical
approach in these cases would require a pancreatoduodenectomy, which is a major
procedure associated with significant morbidities. Conservative approaches
might be considered in certain cases. Controversy still surrounds the surgical
approach, since the indications for different modalities are not well defined (Eisenberg, 2003). The recent introduction of imatinib
mesylate (Gleevec: a tyrosine kinase inhibitor) as a drug for the treatment of
GIST has gained strong momentum and has spearheaded the multimodal approach for
treatment of GIST. Interesting developments in the mechanisms of resistance and
utilization of drugs with multi-targed mechanisms have only added to the
complexity of management of these tumors (Contreras-Hernández
et al, 2008). Over a period of fifteen years, we have encountered about
38 patients with gastrointestinal stromal tumors in a single institution. Of
these, three patients presented with a mass in proximity to the
pancreato-duodenal region requiring resection of some component of the
duodenum. Two patients underwent pancreatoduodenectomy with primary tumors
located in the second or third part of the duodenum. The third patient had a
tumor located in the first part of the duodenum and was managed by a distal
gastrectomy with duodenectomy followed by a Billroth II reconstruction. Each case demonstrated unique
challenges in management both from an operative and multimodal approach. We
first review briefly the biology of gastrointestinal stromal tumors and
subsequently discuss in detail the multimodal approach to managing this complex
entity, highlighting the essential factors that need to be taken into
consideration before commencing treatment. We then discuss the role of targeted
therapy utilizing tyrosine kinase inhibitors for this specific group of
patients.
A. Case 1
A 32-year-old male presented with severe malaise and
weight loss. Initial evaluation revealed severe anemia (hemoglobin < 4
grams) which required multiple transfusions. Despite a normal appetite, he
complained of a 4 lb weight loss over the previous 2 months. He also complained
of occasional episodes of melanotic stools with similar episodes about a year
prior when his hemoglobin was extremely low. He had refused an
esophagogastroduodenoscopy (EGD) at that time.

Figure 1. Esophagogastroduodenoscopy. A fungating irregular
friable mass is noted in the second part of the duodenum. The mass easily bled
on contact. Initial biopsy was consistent with paraganglioma.

Figure 2. Computerized Tomogram. Heterogenous lobulated mass in
the right upper quadrant measuring 6 X 5 X 5.2 cm. the masses are hypodense
centrally suggesting the possibility of associated necrosis.
During
the current admission he received a total of 6 units of packed red blood cells
and an EGD was subsequently performed. A large (3 by 4cm) ulcerated mass was
clearly visualized in the second part of the duodenum (Figure 1). Biopsies were obtained and initial analysis was
consistent with paraganglioma. A CT scan was subsequently obtained which
revealed a heterogenous mass in the right upper quadrant (Figure 2). Hypodensities within the mass suggested the possibility
of central necrosis.
The
patient subsequently underwent celiotomy, which revealed an 8 cm spherical,
lobulated mass arising from the mesentery of the transverse colon and extending
into the confluence of the duodenum and the pancreas. The mass derived a
predominant part of its blood supply from the middle-colic artery. A decision
was then made to proceed with an en-bloc resection consisting of an extended
right hemicolectomy, a Whipple’s procedure and cholecystectomy (Figure 3).

Figure 3. Resected specimen. Demonstrating the location of the
mass in the pancreato-duodenal complex.
A. Tumor mass
B. Duodenum
C. Pancreas
D. Transverse colon
E. Stomach
The mass measured 8.0 by 5.0 by 4.0 centimeters.
Although the mass was multinodular, the surface revealed no papillary
excrescences. Upon opening the duodenum, there was a large ulcer measuring 1.5
by 3.5 cm. The mass appeared to be mostly extrinsic to the duodenum, and the
cut surface showed patchy necrotic areas.
The tumor was surrounded by a fibrous external capsule abutting the
duodenum, the right and transverse colon and the posterior aspect of the head
of the pancreas (Figure 4).
Histologically the tumor was cellular in the
non-necrotic areas, demonstrating two cellular types: there was a spindle cell
component and an epithelial cell component (Figure 5). The epithelioid cells had large irregular nuclei with
clearly visible eosinophilic nuclei. Mitotic figures were seen at about 1 per
50 high power fields. The epithelioid cells contained abundant eosinophilic
cytoplasm. In the spindled areas of the tumor, cells had elongated nuclei and
wispier eosinophilic cytoplasm. Nucleoli were not prominent in these cells.
The staining pattern is indicated in Table 1. Although the initial
endoscopic biopsy specimens were indicative of a paraganglioma, the final
evaluations, especially with a positive CD 117 staining, were consistent with
GIST.

Figure 4. Low power image demonstrating smooth margin with no
evidence of infiltrative pattern (100x).

Figure 5. High power demonstrating spindle shaped cells
typically seen in GIST (400x).
Table 1. Summary
of data on our cases.
|
|
Case
I |
Case
II |
Case
III |
|
Age
at presentation(yrs) |
32 |
49 |
52 |
|
Gender |
Male |
Male |
Male |
|
Mode
of presentation |
Anemia |
Abdominal pain |
Abdominal pain |
|
Hemoglobin
( g/dL) |
< 4 |
8.1 |
7.4 |
|
Procedure |
Whipple |
Whipple |
Antrectomy/DI resection/Billroth II |
|
Duodenum
involved |
D2 |
D3 |
D1 |
|
Follow
up |
3 yrs |
6 yrs |
2 yrs |
|
Recurrence |
No |
No |
No |
|
Imatinib(adjuvant) |
No |
No |
Yes |
|
Pathology |
|
|
|
|
Tumor
Size |
8 X 5 X 4 cm |
4 X 3 X 3 cm |
5 X 4 X 3 cm |
|
Chromogranin A |
Negative |
Negative |
Negative |
|
Synaptophysin |
Positive |
Negative |
Positive |
|
CD 117 |
Positive |
Positive |
Positive |
|
CD 34 |
Positive |
Positive |
Negative |
|
Neuron specific enolase |
Positive |
Negative |
Positive |
|
CAM 5.2/AE-1 Keratins 39, 40, 43, 48, 50, 50.6 kD |
Negative |
Negative |
Negative |
|
S-100 Protein |
Positive |
Negative |
Positive |
|
MART-1
Melanoma associated marker |
Negative |
Negative |
Negative |
|
Vimentin |
Positive |
Positive |
Positive |
|
Mitoses /50HPF |
1 |
<1 |
7 |
B. Case 2
49 year old male with history
of chronic anemia (Hb = 8.1 g/dL)and recurrent diverticulitis, presented with
generalized abdominal pain. Previous episode of diverticulitis was about a year
prior to current presentation. CT scan was obtained on initial work up and only
mild inflammatory changes were noted around the sigmoid. However a mass was
noted inferior to the head of the pancreas behind the colonic mesentery. Endoscopic
Retrograde Cholangiopancreatography (ERCP) and Upper GI endoscopy was
unremarkable. Small bowel follow through series revealed no luminal
compression, although mucosal irregularity was noted in the distal duodenum.
Positron emission tomographic scan was used to exclude any extra-abdominal
disease.
Since the mass was well
defined and not present on the previous years tomographic imaging, surgical
resection was contemplated. The mass measured 3 cm in largest dimension.
Laparotomy revealed the mass to be arising form the third part of the duodenum
and adherent to the pancreas. The ligament of Trietz, proximal jejunum, and
fourth part of the duodenum was completely mobilized to gain adequate exposure.
Complete resection en bloc could be accomplished only by Whipple’s procedure.
There was no residual disease elsewhere in the abdomen. The patient was
discharged form the hospital on post operative day 12. At 6 month follow up no
further therapy was recommended. He has remained disease free 6 years post surgical
resection.
On gross inspection, the
tumor appeared to be arising from the superior aspect of the third part of the
duodenum extending behind the head of the pancreas. Final tumor dimension was 3
by 3 by 4 cm and was well encapsulated. Entire capsule was intact, although
adherent to the pancreas. Cross section of the tumor revealed areas of patchy
necrosis. The tumor had extended up to the mucosa without evidence of any
breach in continuity. The mitotic figures were about < 1 per 50 HPF. Histology
was consistent with leiomyosarcoma with CD34 staining pattern consistent with
GIST. All resected margins were negative.
C. Case 3
52 year gentle man presented
with a tumor early satiety, worsening regurgitation ad water brash for about 2
months. Medical history was significant for non insulin dependent diabetes. He
had been treated with PPI for about a year for reflux disease. During work up,
the hemoglobin was measure to be 7.4 g/dL with a hematocrit of 22%. An EGD was
performed which revealed complete narrowing of the first part of the duodenum
and the scope could not be passed beyond the pylorus. The pylorus itself
appeared to be normal. A CT san revealed a mass about 4 cm in diameter arising
from the first part of the duodenum extending into the lesser curvature of the
stomach.
Staging work-up was negative
with no evidence of metastatic disease.
The patient underwent an
elective celiotomy. The tumor was pedunculated and arising form the serosal
surface of the first part of the duodenum. Resection was successfully
accomplished by performing an antrectomy and resection of the first part of the
duodenum. The duodenal stump was closed and continuity was re-established via a
Billroth II reconstruction.
The patient developed ileus
which resolved spontaneously with naso-gastric decompression. Oral intake was
commenced on post operative day 10. He was discharged form the hospital on Day
14. Follow up at 15 days and 2 months after surgery was unremarkable.
i. Pathology
Gross dimensions of the tumor
were 4 by 5 by 3 cm, mostly arising from the serosal aspect of the first part
of the duodenum. The entire luminal aspect of the first part of the duodenum
was compress with 0.5cm ulceration in the duodenal bulb. Staining pattern is
indicated in Table 1. Both spindle cell and epithelial cell components were
observed. Mitotic figures were 7 per 50 HPF. The patient underwent concurrent
treatment with Imatinib for a period of six months. There was no evidence of
recurrent disease at 8, 12 and 24 months after follow up and he been doing well
since.
III.
Discussion
Gastrointestinal stromal tumors have been recognized
more frequently in the last decade as a clinicopathologic distinct group of
tumors with a varying spectrum but characterized by distinct immmunohistochemical
patters. GIST are characterized by a vast heterogeneity in cellular origin,
differentiation, clinical behavior, anatomic distribution and prognosis - most
of which had been poorly understood until the past 5 years (Lee JS et al,
1995; Graadt van Roggen et al, 2001). Initially
confused with smooth muscle tumors (Lavin et al, 1972; Miettinen, 1988), they were subsequently individualized based on
ultrastructural and immuno-histopathologic patterns.
Our aim is to review in detail the management of GIST
that arises from the duodenum or its vicinity. We define any tumor in contact
with the duodenum, based on any imaging, as a tumor of the pancreatoduodenal complex. GISTs have been referred to by various
acronyms, including GANT (gastric autonomic nerve tumors), STUMP (smooth muscle
tumors of uncertain malignant potential) and GIPACT (gastrointestinal pacemaker
cell tumor). The many acronyms only serve to highlight the controversy
associated with the cellular origin of these tumors (Dierkes-Globisch et
al, 2001).
GISTs are best defined as a group of neoplasms of
non-epithelial origin. Located along the entire length of the gastrointestinal
tract, they arise either from epithelioid or spindle cells whose embryologic
origins are shared with the Interstitial Cells
of Cajal (ICC). They manifest along a spectrum ranging from those involving
predominantly neural components to those with predominantly myoid components (Neuhaus et al, 2005). The term GIST was introduced in
1983 (Mazur and Clark, 1983) and for many years remained a vaguely
defined type of tumor. In 1984, Herrera et al. described a subgroup of
gastrointestinal stromal tumors termed GANT (gastric autonomic nerve tumors) or
plexosarcomas (Herrera et al, 1984) based on
ultra structural properties. Consequent to their similarity to autonomic nerve
structures, they were presumed to originate from the intramural autonomic
plexus.
Kindblom and colleagues subsequently demonstrated in
1998 that the ICC of the gastrointestinal tract form a complex cellular neural
network, which is proposed to play a vital role in intestinal motility. These
cells exhibit both myoid and neural features, and were presumed to be
candidates for the histogensis of the tumor. However, in detailed reviews that
followed, GANT’s were reclassified as GIST’s. The discovery of the CD 117 (encoded by the KIT gene) gain of function
mutation by Hirota and colleagues in 1998 was an important landmark responsible
for the reclassification of these tumors into a distinct group. The previous
GANT type of gastrointestinal stromal tumor were presumed to be a more
aggressive variant of GIST (Tornoczky et al, 1999).
Although immunohistochemistry may be helpful for classifying GIST, electron
microscopy is considered the gold standard for making a diagnosis of GANT,
which is now classified as a subdivision of GIST and managed similarly (Segal et al, 1994).
GIST’s lack the distinct features of classic
leiomyomas, schwannomas and their malignant counterparts (Kerr et al, 1999). Although the terms leiomyoblastoma
and plexosarcoma (Appelman and Helwig, 1977; Dalaker
and Harket, 1980) were used depending on the predominant cellular
pattern, the inclusive term GIST was introduced to collectively refer all these
tumors (Saul et al, 1987). The discovery of the
CD 34 stem cell antigen expression in these tumors was an important landmark
and used as a major diagnostic criterion for GIST (van de Rijn et al,
1994; Miettinen et al, 1995). The observation of a more consistent expression of the
KIT gene in a series of GIST (Ernst et al, 1998) led to a completely different approach to these tumors. Gain of
function mutations in the juxtamembranous domain of the KIT gene results in a
ligand independent activation of the CD 117 receptor (Hirota
et al, 1995). Studies have correlated KIT gene mutations with the malignant potential of CD 117
expressing tumors (Lasota et al, 1999; Taniguchi et
al, 1999).
B.
Interstitial cells of Cajal and CD 117 mutation
Torihashi and colleagues demonstrated in 1999 that blockade of KIT gene signaling induces transdifferentiation of interstitial
cells of Cajal to a smooth muscle phenotype, indicating the plasticity between
ICC and smooth muscle cells and the common origin based on in vitro studies.
The same mechanism is proposed to be responsible for the etiopathogenesis of
GIST (Pauwels et al, 2005).
Huizinga and colleagues showed in 1995 that the KIT gene variants were responsible
for both ICC and intestinal pacemaker activity. CD 34 expression is noted in
many cell types and hence CD 34 expression in GIST does not define lineage but
merely suggests the primitive nature of the mesenchymal cells (Miettinen et al, 1995). Although their functional aspect remains controversial, some
authors still believe the ICC to be an integral part of gut motor physiology,
controlling peristalsis and muscular activity by acting as pacemaker cells and
possibly as neurotransmitter mediators (Huizinga et
al, 1997; Sircar et al, 1999). ICC and smooth muscle cells have been
shown to originate from common precursors (Kluppel et al, 1998). Other features identifying GIST include ultra structural identification of complex
interdigitating cell processes with rudimentary cell junctions (Rumessen, 1996).
The ICC do not have unique identifying
characteristics: identification is dependent on ultra structural features and
their spatial relationship to surrounding cells, which is unfortunately
distorted or lost in neoplatic cells (Sircar et al,
1999). Although they have close contact with nerve bundles and smooth
muscles, their contractile apparatus is less well organized than in smooth
muscles (Faussone-Pellegrini et al, 1990). The
ligand for the membrane-bound tyrosine kinase receptor CD 117 encoded by the
KIT gene happens to be stem cell factor (SCF). The interaction between SCF-CD
117 is important elsewhere for the maturation of germ cells, bone marrow stem
cells, melanocytes and mast cells, and is not restricted to the ICC family (Huizinga et al, 1995). In normal gut, the ICC are the
only cells which demonstrate positivity for CD 117, CD 34 and vimentin. ICC are
also MSA negative, desmin negative, PGP negative, S100 negative and tryptase
negative (Sircar et al, 1999). This is essential in differentiating GIST
from other confounding tumor types. The close differential diagnosis
would be ganglia and mast cells which are vimentin positive, CD 117 positive and yet CD 34 negative.
Ganglion cells are NSE and S-100 positive. Schwannomas are PGP positive, S-100
positive, vimentin positive and negative for CD-117, CD 34 and MSA. Leiomyomas
on the other hand are MSA, desmin and vimentin positive and CD- 117/CD 34/PGP negative (Rumessen et al, 1992).
Gain of function mutation in KIT gene results in activation of the CD 117 without the
necessity of ligand interaction. Clone analysis has shown the CD 117 receptor
to be only immunoreactive on half of the cells (Hirota
et al, 1998). This indicates that only one allele is mutated and
responsible for the tumor phenotype, while the normal allele, which is not
mutated in the remaining clones, is responsible for the staining
characteristics. The mutant allele responsible for the neoplatic phenotype loses immunoreactivity
to the CD 117antibodies. Loss of the second allele may result in a more
aggressive tumor and increased metastasizing potential. Hence, a tumor arising
out of a KIT gene mutation may
by virtue of mutation lose reactivity to CD
-117and yet result in a gain of function mutation, thereby presenting as
a clinically aggressive CD 117 negative stromal tumor (Hirota
et al, 1998). A similar analogy to CD 34 reactivity has been proposed.
Loss of CD-117 and CD 34
immunoreactivity within the same tumor is responsible for the variation in
stromal characteristics of these immunophenotypic markers. Hence GIST’s,
although most commonly CD 34 positive and CD 117 positive, could still present
as a variant form, with either one or both markers staining negative. An
aggressive form of GIST could thus be missed on immunohistochemical staining if
all the alleles of CD 117 or CD 34 are mutated although this happens to be a
very rare variant. CD 34 negativity without loss of reactivity to CD 117
happens to be the more common aggressive variant (Hirota
et al, 2006). Clinically this is important when dealing with very
aggressive types of GIST which lack consistent staining patterns, making
diagnosis and treatment difficult.
Platelet-derived growth factor receptor α
(PDGFRα)
has been shown to be mutated in certain types of GIST without the evidence of a
KIT gene mutation (Bernet et al, 2003). Tumor cells could be non-reactive to CD-117 antibodies due either
to non-expression or mutation of KIT gene
resulting in expression of different epitopes of CD 117 which are not
recognized by the CD-117antibodies. The latter case could be a gain of function
mutation resulting in over expression of KIT
gene in the setting of non-reactive immunohistochemistry (Miettinen and Lasota, 2006). Mutations
in the juxtamembranous domain of CD-117 (exon 11 and 9) are
the most common in GIST’s of all sites (Buchdunger
et al, 2000). No specific exon mutation has been
defined for duodenal GIST due to the rarity of cases indicating their potentially
different behavior. KIT gene
mutations leading to ligand-independent activation of the receptor, resulting
in uncontrolled intracellular phosphorylation, are seen in 50 % of GIST’s (Hirota et al, 1998). Specific treatment of GIST
relies on the utilization of tyrosine kinase inhibitors to block the over
activity of the mutated CD 117 receptor and is the basis for current drugs
utilized in adjuvant therapy (Lee et al, 2001).
C. Sub
classification of gastrointestinal mesenchymal tumors
In a series of 244 cases (Rudolph
et al, 2002), antigen
expression varied from tumor to tumor except for vimentin, which was
consistently positive. CD 117 positive tumors were classified as GIST
regardless of the co-expression of the other antigens. CD 117 negative tumors with
strong expression of myogenic markers, and with no significant neural or CD 34
expressions, were considered GI leiomyogenic tumors. CD117 negative tumors with
strong S-100 or GFAP or PGP positivity in the absence of myogenic tumor markers
were considered GIGT (gastrointestinal glial/schwannian tumors). Concurrent
expression of synaptophysin in CD 117 negative tumors was characterized as
GINT. GIFT’s were a special category of tumors with null phenotype lacking any
antigen expression except for vimentin. Strong CD 34 positive tumors that were
CD 117 negative and did not fit any of the above criteria were classified as
GINST (gastrointestinal negative stromal tumors) (Table 2). However, if the previous hypothesis that mutation of both
KIT gene alleles results in
absence of staining but in a more aggressive form of tumor, then GINSTs should
indeed be a more aggressive form of GIST. The data presented by Rudolph and
colleagues in 2002 and DeMatteo and colleagues in 2000 is consistent with that
hypothesis.
The percentage of tumor phenotypes varied according to
the anatomic distribution of the tumor with GIST accounting for 100% of
esophageal cases, 80 % of jejunal tumors and 54% of gastric tumors. No specific
data is available for duodenal tumors. On an overall basis, 9% of all GINST’s
occurred in the duodenum. GIFT’s were almost exclusively noted in the duodenum.
Overall, 9.8 % occurred in the duodenum, with GIST’s and GIFT’s being the most
common forms (Rudolph et al, 2002).
Tumors
categorized as GIFT’s, if assumed to be dual mutant forms of CD 34 and CD 117
would technically have a worse prognosis. The cumulative survival rate for
GIST’s has been reported as around 0.6, GINST’s as 0.4 and GIFT’s as 0.2.
Hence, CD-117 negative tumors, although classified as a separate group, could
in fact be more aggressive forms of GIST, involving mutations of both the KIT gene alleles. Genetic analysis for KIT mutations would be more helpful than immunohistochemistry in
characterizing the nature of GIST’s. Of note is the fact that CD 117 negative
stromal tumors exhibit more epithelioid features (Tortella
et al, 1987).
Table 2.
Sub-classification of gastrointestinal mesenchymal tumors.
|
GIST
(Gastrointestinal stromal tumors) |
CD
-117 ( c-kit) positive |
|
Leiomyoblastoma |
Predominant
spindle myoid cells |
|
Plexosarcoma
(GANT) |
Predominant
epithelioid cells |
|
GINST
(Gastrointestinal negative stromal tumors) |
CD
-117 ( c-kit) negative CD
- 34 positive |
|
GILT
(Gastrointestinal leiomyogenic tumors) |
CD
-117 ( c-kit) negative α-
Smooth muscle actin or desmin |
|
GIGT
(Gatrointestinal glial/schwannian tumors) |
CD
-117 ( c-kit) negative S-100
or glial fibrillary acidic protein |
|
GIFT
(Gastrointestinal fibrous tumors) |
CD
-117 ( c-kit) negative vimentin |
|
GINT (Gastrointestinal neuronal /glial
tumors) |
CD
-117 ( c-kit) negative Neuronal
/glial markers |
D.
Malignant potential and mitotic figures
Traditionally a mitotic index of more than 4 mitotic
figures per 10 high power fields (HPF) was considered malignant. However,
recent reports have proposed a revised mitotic index of more than 10 mitotic
figures / 50 HPF to be more appropriate (Meesters et al, 1998). In a classification proposed by Ranchod and Kempson
in 1977 for grading GIST, a tumor more than 4 cm in size was classified as a
gastrointestinal sarcoma if it was hypercellular and associated with a high
mitotic index. These tumors were considered low grade if the mitotic index was
less than 10 per 50 HPF, and high grade if more than 10 per 50 HPF.
Recent work by Fletcher and colleagues in 2002 has reclassified the malignant
potential of GIST tumors based on size and is currently held as the standard.
Cut off values for tumor sizes are 5cm and 10cm, while mitotic figures are 5
and 10 per 50 HPF. Tumors which have a mitotic index of more than 10 /50 HPF or
a size of more than 10 cm or those which are intermediate in size (5 to 10 cm)
with a mitotic index between 5 and 10 /50 HPF were all classified as high risk
tumors. Tumors with a size of less than 5cm and a mitotic index of less than 5
per 50 HPF were considered low risk. A subset of this group with size less than
2 cm was classified as very low risk. All other combinations were classified as
intermediate risk tumors. This classification, although useful in directing the
indication for adjuvant therapy, does not help in identifying metastatic
potential. Even tumors of low risk can potentially metastasize, thereby
highlighting the point that all GIST's should be treated with caution (Schubert et al, 2006). The other problem associated
with this risk stratification is that the mitotic grade will be known only
after the final specimen is resected, and hence will not be helpful in guiding
the extent of surgical resection preoperatively. Surgical resection has to be
decided primarily on size and feasibility of resection based on the anatomic
location of the tumor. A fine needle aspiration biopsy (FNAB) could be very
helpful in confirming the diagnosis, but may be very difficult to use in
stratifying low or intermediate grade tumors. The presence of mitotic figures
in a FNAB is more likely consistent with a high risk tumor (Elliott, 2006).
GIST accounts for most mesenchymal tumors within the
gastrointestinal tract (Evans et al, 1985),
highlighting the non-epithelial nature of the tumor. Tumors of true smooth
muscle, neural (schwannoma), fibroblastic and vascular origin are thus
excluded. Differentiating from pure smooth muscle cell tumors is an important
aspect in the diagnosis of GIST. Smooth muscle tumors show variably spindled
cells with cigar shaped nuclei and bipolar perinucler location of the
cytoplasmic glycogen. Smooth Muscle Actin (SMA) and Muscle Specific Actin (MSA)
are generally positive in smooth muscle tumors but patchy or absent in GIST (Bagnolo et al, 1998).
GIST’s can arise in any part of the GI tract, but more
commonly occur in the stomach (65 to 70%) and small bowel (30 to 45%), and less
frequently in the esophagus, colon and rectum where true myogenic tumors
predominate (Antonioli et al, 1989). Pure
leiomyomas are less common than GIST’s in the duodenum, and the esophagus is
the only location in the GI tract where leiomyomas predominate compared to GIST
(Emory et al, 1999). The majority of GIST’s are
located in the stomach and small intestine with only 4% located in the duodenum
(Meesters et al, 1998). A recent review
paper indicated a higher percentage in the duodenum but only in a single
institution (Winfield et al 2006). Also, some
of the retroperitoneal GIST tumors were found in a juxtaduodenal location,
further indicating that these, in fact, might be arising from the duodenum
itself (Lee et a; 2001).
Overall, the peak incidence of GIST is in the fifth
and sixth decades, being infrequent before the age of 40 (Hinz et al, 2006). Based on a review of the cases
reported in the literature (Sakamoto et al, 2003;
Hughes et al, 2004; Winfield et al, 2006) GIST’s of the
pancreatoduodenal complex typically present with bleeding. Most small GIST’s
are asymptomatic and go unnoticed until an esophagogastroduodenoscopy is
performed for some other reason. Symptomatology is dependent on the size and
the location of the tumor (Hompes et al, 2004).
The most common complaint for patients with GIST is usually vague abdominal
pain or discomfort (De Marco et al, 2005). This
is unlike the presentation noted in GIST of the duodenum, which typically
manifests with bleeding and associated microcytic anemia (Carvajal et al, 2006).
All three cases encountered in our institution
presented initially with anemia. We attributed the bleeding to pressure erosion
of the duodenum. As opposed to other areas of the GI tract, GIST’s arising from
the duodenum do not have surrounding free space to grow, making the pliable
duodenum the least resistant pathway for tumor expansion. Other presentations
include anemia, anorexia, weight loss, nausea, fatigue, and acute
intraperitoneal bleeding or perforation (Goh et al,
2005). The tumor may or may not arise from the duodenum per se, but
rather from the retroperitoneum or any adjacent structure.
As with most primary mesenchymal tumors, GIST’s of the
pancreatoduodenal complex tend to be typically of submucosal origin, indicating
that they have to be associated with the duodenum in most circumstances with
extension possible into any of the surrounding structures. GIST’s tend not to
infiltrate but to push surrounding structures away. That being said, the
desmoplastic reaction in large tumors could make it technically difficult to
identify the exact tissue plane. Pressure necrosis associated with the tumor
pushing onto the surrounding structures could result in obliteration of the
capsule due to inflammatory response. Based on classification by Yamada and
Ichikawa in 1974, most tumors are Type 1 tumors, i.e. sessile or slightly
raised. Rare reports of Type IV - polypoid lesions with long stalks arising
from one region of the GI tract and causing a distal obstruction down stream
could be found in the literature (Kim et al, 1999).
With the initial presentation usually being an upper
GI bleed, EGD is the first modality of evaluation. If the EGD reveals an
obvious lesion, then a luminal biopsy should be considered. In most
circumstances, GISTs are not diagnosed until there is a final pathologic
examination of the resected specimen. GIST tumors with erosion into the lumen
of the duodenum are easily accessible for tissue biopsy and a preoperative
diagnosis can be established in some cases. In most circumstances, the tumors
can be however easily approached via an Endoscopic Ultrasound guided
Fine-needle aspiration (EUS-FNA). EUS-FNA has advantages in that
intraperitoneal seeding of the tumor is avoided and a diagnosis can be
established with reasonable certainty (Chatzipantelis
et al, 2008). Adequate specimen sufficient enough to perform the
appropriate immmunohistochemical stains could be easily obtained. It has been
shown that that when combining cytologic and immunocytochemical studies,
EUS-FNA is accurate and efficient in the diagnosis of GIST (Fu et al, 2002). However, in those cases where the
tumor is not easily accessible for a transgastrointestinal luminal biopsy, a
high index of suspicion is necessary. In such circumstances, transperitoneal
biopsy is best avoided due to tumor spillage associated with the procedure. Instead
a detailed non-invasive staging work up must be considered. Initial diagnostic
work up consists of a contrast-enhanced CT scan with reconstruction, if
feasible. The relation of the tumor to the surrounding structures has to be
delineated.
CT scanning is considered the imaging modality of
choice for anatomic evaluation of GIST (Lee et al,
2004). Numerous characteristics are assessed, but the most important
features indicating a need for further workup are the sharpness of the tumor
margin and its proximity to the luminal aspect of adjacent duodenum. Evaluating
the extent of the mass, detecting possible metastasis, and assessing the
resectability of disease during staging are easily accomplished utilizing a CT
scan. A triphasic scan should be obtained for baseline evaluation (Blay et al, 2005). Nodal evaluation is unnecessary as
these tumors very rarely involve lymph nodes. If tumors are juxtaduodenal, then
an endoscopic ultrasound would be necessary to evaluate the interface between
the tumor and the duodenum. If the tumor is abutting the duodenum, then a
transluminal EUS-guided biopsy should be considered without the risk of
contaminating the peritoneal cavity.
A sharp interface noted on the CT scan indicates that
the tumor may not be infiltrating the surrounding structures, allowing
enucleation as a possibility if the tumor is small. Tumors that do not have a
sharp delineation are most likely to require a radical approach.
18-Fluodeoxy-glucose Positron emission tomography (18 FDG-PET) may be used to
evaluate the extent of the disease and to screen for metastatic disease.
However, a PET scan should not be used for initial detection as it is very
non-specific: it should be utilized only after previous evaluation with a CT
scan. PET has a specific role only in staging a GIST. Since PET and CT scans
have different uses, both should be obtained in all cases of duodenal GIST even
if the primary tumor is very small. Even tumors with very low risk have a
metastatic potential so PET is indicated in these cases also. In circumstances
where small GIST’s are missed by CT scan, a PET scan would raise the index of
suspicion by highlighting the area of metabolic activity. In addition, a PET
scan also delineates the presence of surrounding inflammation due to hemorrhage
or myxoid degeneration from that of tumor growth and infiltration (Goerres et al, 2005).
PET and CT scan in combination precisely delineate
lesions and allow intricate planning of the surgical procedure. The assessment
of operability is a crucial step in the preoperative workup of a GIST, as the
prognosis is excellent after complete resection (Emory
et al, 2005). PET and CT are important in the current era of imatinib
mesylate neoadjuvant treatments, as they help to categorize the disease as
responsive, stable or progressive. However, absence of PET activity does not
necessarily correlate with absence of tumor cells on pathology. It is also
important to analyze the nature and appearance of these lesions after imatinib
therapy. Appearance of new lesions may be difficult to identify since liver
metastases that are initially occult, could present as new cystic changes due
to tumor destruction consequent to adjuvant therapy on a follow up CT scan (Linton
et al, 2006). The appearance of a nodule
within a mass pattern is an ominous sign and consistent with recurrent disease
or new onset resistance. Hence attention to detail and homogeneity of the
lesions and not the size alone is crucial in determining response and early
identification of resistance to treatment on follow up CT imaging (Shankar et al, 2005).
The aim of surgery in any type GIST is to achieve
negative microscopic margins. Surgery is the principal modality of treatment in
patients with resectable GIST (Pierie et al, 2001;
Rossi et al, 2003). Grossly
negative margins are not prognostic indicators in GIST. Tumors of the
pancreatoduodenal complex pose many technical challenges because of the
surrounding anatomy. Unlike tumors of the small intestine or stomach where wide
margins can be achieved without a significant technical challenge, tumors in
the duodenum do not lend themselves to a simple method of operative resection.
The issue to be addressed is the necessity of a pancreaticoduodenectomy for
these tumors. The morbidity associated with pancreatoduodenectomy is quite
high, so the indications for this procedure in GIST tumors must be specific.
There have been reports of even large tumors being treated with wedge excisions
especially if the tumor is predominantly extra luminal (Sawaki et al, 2003). In
the case described by Sawaki and colleagues 2003, recurrent metastatic disease
was noted within two years for a tumor that was resected from the duodenal
bulb. In a case series described by
Winfield and colleagues 2006, 5 out of 8 cases were treated by
pancreaticoduodenectomy, but none of the tumors were located in the first
portion of the duodenum.
The question remains: Is pancreaticoduodenectomy the
ideal procedure or could less radical approaches be entertained? To answer this
we need to better understand the tumor biology. Based on a review of
literature, there have been no consistent long term studies in answer to this
question. There have been anecdotal cases where the surgical modality has
varied from a simple enucleation to a radical pancreaticoduodenectomy. Based on
a review by Piere and colleagues in 2001, complete resection is the only
modality of cure. Even with complete resection five-year survival was only 42 %
and incomplete resection was associated with a 9% survival. In addition,
complete resection was achieved in only 59% of cases. The objective of surgery
for primary GIST is the resection of tumor with an intact pseudocapsule. This
is critical, as damaging the pseudocapsule may allow for bleeding/hemorrhage
and/or dissemination. One might favor an argument that enucleation could be
utilized as an option as these tumors do not invade the surrounding structures.
GIST’s typically are very friable and enucleation is associated with the risk
that the pseudocapsule could be violated. Violation of the pseudocapsule could
potentially result in spillage of tumor cells and henceforth upstage the
disease. With the potential of “cure” only achievable through surgery,
complicated by the fact that chemoradiation is not very helpful in GIST, we
feel that enucleation should not be attempted at all in GIST. Initial studies
by De Matteo and colleagues in 2000 have indicated that although size
correlated with poorer prognosis, positive microscopic margins did not.
However, subsequent data by Gold and colleagues in 2007, have demonstrated that
R0 resection for GIST was associated with a statistically significant
improvement in survival compared to either R1 or R2 resection. We strongly
favor negative microscopic margins to be accomplished in the very first
surgical specimen. The essence here is to avoid traveling though tumor cells at
all possibilities and operative dissection should be carried out well away from
the vicinity of the tumor.
In certain cases the tumor may be easily lifted off
surrounding structures. However, we would like to specify distinctly that only
if the tumor is merely sitting on a surrounding structure should an enucleation
be considered. This still leaves the pedicle of the tumor to be dealt with. We
propose that a 2 cm margin should be obtained at the pedicle. The aim is to
achieve negative margins, although it is not clear what the margin should be.
Given the small number of cases and the high recurrence rate we feel that a 2
cm margin should be adequate for tumors less than 2 cm in size, or for those
with a very low risk potential. If the tumor shows even the slightest evidence
of inflammatory adherence to any surrounding structure, one could make a
fitting argument not to dissect on the tumor in an attempt to separate it. The friability
of the tumor is associated with a high risk of rupture. We prefer a no touch
technique by staying away from the tumor even if it means resecting the
surrounding structures.
In essence, only very low risk tumors in the free wall
of the duodenum can be technically resected by a wide local excision. A tumor
in the duodenum of more than 2 cm in size would require more than 6cm of the
duodenal wall to be resected (allowing for 2 cm on either side). Reconstruction
of such a large defect could be done, but a resection of such magnitude would
be associated with unnecessary proximate handling of the tumor. A
pancreaticoduodenectomy in such cases would be a better modality as it keeps
the dissection well away from the tumor and also provides the highest chance of
achieving a negative margin.
There are a few additional factors to be considered
before a pancreaticoduodenectomy is performed. The performance status of the
patient is important, especially when an operation of such magnitude is
considered. A patient with good physiologic reserve, younger age, and no major
comorbidity will better tolerate the operation. Such a patient is also more
likely to benefit and have the highest chance of surgical cure offered. Tumors
confined to the bulb of the duodenum (more than 2 cm proximal to the junction
of the first part and second part of the duodenum) could technically be
considered for a gastroduodenectomy with a Billroth II reconstruction provided
the tumor is on the convex side of the duodenal sweep and well away from the
pancreas. Resection of tumors in the fourth part of the duodenum could be
accomplished by an intestinal derotation (Valdoni-Strong) procedure (De Nicola et al, 2005). However, if the tumor is located at the junction of the third and
fourth part of the duodenum, we strongly suggest that a Whipple’s procedure be
performed instead.
As with any major cancer operation, the entire
abdominal cavity should be assessed for metastatic disease. The presence of any
metastatic disease precludes any major resective procedure, especially a
pancreaticoduodenectomy, as the risks undertaken with the operation in these
cases are not worth taking since the disease is already advanced. However,
palliative procedures may be indicated and biopsy of the suspected metastatic
lesions with frozen section confirmation should be done. The role of debulking
alone in GIST has not been clearly established. However, as a part of
multimodal treatment for advanced disease, debulking has shown to improve
survival (Gold et al, 2006).
Raut and colleagues in 2006 reported their data on debulking GIST tumors for cases that were
managed with adjuvant imatinib mesylate therapy. Patients were categorized into
three groups based on response to tyrosine kinase inhibitor neoadjuvant
therapy, namely stable disease, limited progression or generalized progression.
After surgery, there was no evidence of disease in 78%,
25%, and 7% of patients with stable disease, limited progression, and
generalized progression, respectively. Bulky residual disease remained after
surgery in 4%, 16%, and 43% of the patients with stable disease, limited
progression, and generalized progression. Twelve-month progression-free
survival was 80%, 33%, and 0% for patients with stable disease, limited
progression, and generalized progression. Twelve-month overall survival was
95%, 86%, and 0% for patients with stable disease, limited progression, and
generalized progression. They concluded that patients with advanced GIST’s
exhibiting stable disease or limited progression on kinase inhibitor therapy
have prolonged overall survival after debulking procedures. Even though partially successful
treatment may render initially inoperable tumors potentially resectable from a
technical standpoint, the biologic behavior of the tumor simulates metastatic
disease and surgery in these cases is primarily cytoreductive (Neuhaus et al, 2005).
It has been proposed (Rutkowski et al, 2006) that minimizing the tumor
burden will decrease the likelihood of imatinib resistant clones from
developing within the disease in situ. Surgery
has little to offer in the setting of generalized progression. Surgical removal
of residual disease after adjuvant therapy may allow complete remission in
selected patients responsive to imatinib, theoretically prolonging survival
provided imatinib is continued. Simultaneous metastasectomy with resection of
the primary in pancreatoduodenal GIST at initial presentation has been reported
(Stratopoulos et al, 2006) without neoadjuvant treatment. However, follow-up in this
case was not of adequate duration to justify this approach until more data are
available on the benefits of neoadjuvant imatinib mesylate.
The paper by Raut and colleagues in 2006 does not specifically address the patient with duodenal GIST or
cases where the surgeon discovers advanced disease for the first time at
celiotomy. A surprise discovery puts the surgeon in a dilemma as to whether a
radical resection should be performed or not. As data are limited, we suggest
that if the tumor is of intermediate or low risk, despite the presence of
metastatic disease, a debulking operation should be considered. As far as
possible a Whipple’s should be avoided: if the patient has a tumor of less than
5 cm in size then one should probably perform a radical resection if the
performance status of the patient is excellent. However, this approach remains
controversial until more data are available. If the tumor is more than 5 cm
then any procedure short of a Whipple’s, which can accomplish a resection of
most of the tumor, should be considered. We propose this based on the tumor
biology and by extrapolating data from studies that have evaluated options for
GIST located in other areas of the GI tract.
Another important factor influencing the
prognosis of GIST tumors is the tumor size at presentation. Tumor size also
influences the nature of resection to be accomplished, especially if the tumor
is located in critical regions such as at the pancreatoduodenal interface.
Tumor size at presentation predicts recurrence-free survival: patients with
tumors >10 cm have a 5-year survival rate of 27%, while those with tumors
<5 cm have 5-year survival of 82% (Raut et al, 2006).
The possibility of discovering
advanced disease should be clearly addressed with a pre-operative PET scan. Surgical cures are much more common when incidentally
discovered GIST’s are included in the data. These asymptomatic tumors are often
small, with benign histologic features, and may be evident only on pathologic
examination of a specimen removed for another reason.
In general, laparoscopy is not
indicated once the location of the tumor and the stage has been established.
However in doubtful cases where there is a high suspicion of peritoneal disease
or liver metastasis, we suggest a laparoscopy and biopsy with intraoperative
laparoscopic ultrasound guidance.
The phenylaminopyrimidine imatinib mesylate was the
product of multiple rounds of selection for a compound capable of inhibiting
the Bcr-Abl kinase that is prevalent in CML. The effects of the drug were
discovered in 1996 by Druker et al. and have since been utilized in managing
many solid tumors (Druker at el, 1996).
Imatinib mesylate is a selective tyrosine kinase inhibitor. In addition to
Bcr-Abl, imatinib mesylate inhibits KIT and PDGFR. Receptor tyrosine kinases
that are not inhibited include EGFR, VEGFR-2, and IGFR (Tuveson et al, 2001; Singer et al, 2002). The mechanism of
imatinib mesylate inhibition involves occupying the target kinase’s ATP binding
site, denying both the substrate and energy source for tyrosine phosphorylation
(Manley et al, 2002).
As the majority of GIST’s are dependent on
constitutive KIT gene signaling, experiments performed in
GIST tissue culture demonstrated that imatinib mesylate was able to inhibit
tissue growth. Until the work by Tuveson and colleagues 2001 GIST was
considered a chemo resistant tumor with not many options available for advanced
or aggressive disease. The use of imatinib mesylate as a tyrosine kinase
inhibitor was primarily restricted to treatment for chronic myeloid leukemia
until the work by Tuveson and colleagues where a
specific effect was noted on cell lines with oncogenic allele mutations in KIT gene. This correlated with
induction of apoptosis and decrease of cellular proliferation. With the first
clinical anecdote of imatinib demonstrating significant promise in the treatment of metastatic GIST,
GIST began to be included in many randomization trials for various advanced
cases and now has been selectively indicated for use in patients with bulky,
high grade or advanced disease (Joensuu et al, 2001).
Studies have shown up to 90% of patients with metastatic disease stabilizing or
responding to imatinib therapy (Demetri et al, 2002).
Withdrawal from high dose imatinib therapy has in some cases been associated
with a rebound effect leading to tumor flares. This is explained by the high
concentration of stem cell factor (SCF) ligand accumulating in the serum (Bono et al, 2004). After therapy is initiated, careful surveillance is necessary to
assess the adequacy of drug dosage and tumor response. Currently there are
several trials underway by the EORTC and ACOSOG evaluating the efficiency of
standard dose imatinib mesylate (400mg a day) with the high dose regimen (800mg
per day) (Goldstein et al, 2005).
A phase I EORTC study (Demetri et al, 2006), identified the
highest feasible dose of imatinib to be 400mg bid and indicated extensive
activity against tumor burden. Some studies have shown a small but
statistically significant benefit in progression-free survival with the high
dose regimen (Verweij at al, 2004).
K. The role of
Sunitinib for resistant cases
In patients who demonstrate a
disease progression despite imatinib therapy, an alternate drug, sunitinib,
which is a selective inhibitor of tyrosine kinase, may be helpful (Demetri et al, 2006). Sunitinib malate is a novel oral multitargeted
tyrosine kinase inhibitor with antitumor and antiangiogenic activities.
Sunitinib has been recently approved for the treatment of patients with GIST
after disease progression or intolerance to imatinib mesylate therapy. Oral
sunitinib has been shown to possess a high level of efficacy with the 50 mg
daily dose for 4 weeks (Rutkowski et al, 2008). Currently, sunitinib malate is approved only
as a second-line drug. Unlike imatinib mesylate, sunitinib is a multitargeted
agent inhibiting tyrosine kinase, PDGFR A & B, vascular endothelial growth
factor receptors and colony stimulating factor 1 receptor. Resistance to
imatinib has been proposed based on mutation of KIT mediated tyrosine kinase
receptor ligands and PDGFR α receptors. Sunitinib's efficacy in these
circumstances has been attributed to the multitargeted nature of the drug (Le Tourneau et al, 2007). Although this drug
is still being evaluated, initial studies have shown a fourfold increase in
median time to tumor progression compared to placebo (Joensuu,
2006).
L. Assessment of
response to therapy: RECIST versus Choi criteria
CT and PET are both necessary
for the monitoring of tumor response. PET changes are seen much earlier then
detectable CT changes consistent with imatinib response. PET clearly has an
earlier predictive benefit compared to standard CT ((Demetri
et al, 2002). In addition CT scanning has a tendency to falsely indicate
therapeutic failure or imatinib resistance in cases where myxoid degeneration
secondary to anti tyrosine kinase therapy may be observed as an increase in the
size of lesions on CT scans. PET scans, on the contrary, show a response in
these cases due to decreased metabolic activity (Goldstein
et al, 2005).
Tumor resistance to therapy is
defined as progression of tumor burden noticed on imaging studies. Response
does not always manifest as an immediate decrease in size of tumor lesions but
rather as an initial inhibition of growth (Verweij at
al, 2004). Absence of any tumor progression after 8-12 weeks of therapy
is considered a response to treatment and labeled as stable disease. These
patients who respond to the initial therapy should complete of a full 6 month
course of treatment of up before surgery is contemplated. Some patients
manifest a clear decrease in tumor burden after initiation of therapy, and are
labeled as having responsive disease, while an increase in tumor burden (not
size alone) despite therapy is defined as resistant disease. According to the
Response Evaluation Criteria in Solid tumors (RECIST), initial resistance is
defined as objective disease progression within 3 months of randomization (Therasse et al, 2000). This cut off point was
selected to include progression documented at first response evaluation after 2
months of therapy but to exclude progression documented at second disease
evaluation at 4 months after initiation of therapy. Late resistance was defined
as tumor progression noticed after 3 months of initiation of imatinib therapy.
The major drawback of the RECIST criteria is the fact that tumor response is
judged primarily by unidimensional tumor size. This problem more pronounced in GIST treated with
molecularly targeted agents such as imatinib where the tumor can increase in
size despite good response. Also, focal progression within a responding GIST
can be overlooked with the RECIST criteria (Choi et
al, 2007). The Choi criteria use a combination of tumor size and density
is better suited in early response evaluation and in predicting long-term
prognosis (Benjamin et al, 2007).
Initial resistance was noted
in 12% of all cases analyzed by Van Glabbeke and colleagues in 2005. The
presence of lung metastasis, absence of liver metastasis and baseline low
hemoglobin of less than 8 gm/dl were highly significant adverse prognostic
factors, while a high baseline granulocyte count showed borderline
significance. A multivariate analysis of patients with late resistance revealed
that tumor size, high baseline granulocyte count (> 5 x 109/L),
non gastric primary tumor (which would technically include all duodenal GIST’s)
and randomization into the low dose group (400 mg /day of imatinib) were
independent factors of adverse prognosis. We thus infer that the highest
possible tolerable dose of imatinib should be administered to all patients with
pancreatoduodenal GIST who require neoadjuvant treatment. Late resistance to
imatinib is independently predicted by the size of the lesions present at the
commencement of neoadjuvant therapy. Thus, tumor size by itself forms an
important prognostic factor for primary disease. Treatment with imatinib is
generally safe and well tolerated with the most common adverse effects being
anemia, edema, nausea, diarrhea, myalgia, fatigue and skin rash (Fletcher et al, 2002).
There are certain circumstances in which imatinib
mesylate may not be useful as a therapeutic agent. Approximately 30 % of GIST’s
have been noted to lack KIT gene
mutations but instead possess an activating mutation of Platelet Derived Growth
Factor Receptor-α
(PDGFRα)
(Heinrich et al, 2003). Familial GIST with germ
line mutations of PDGFRA genes and Neurofibromatosis (NF) genes has been
reported. These cases are most likely
to present with imatinib resistance due to different tumorigenic mechanisms (Nishida et al, 1998).
Imatinib mesylate has a role both as neoadjuvant and
adjuvant treatment. Based on the literature reviewed so far, the exact
indication for imatinib as neoadjuvant therapy in pancreatoduodenal GIST is
still controversial. In order to clearly identify the role of imatinib mesylate
for treatment of patients with GIST of the duodenum, we created an algorithm
based on the salient factors highlighted from limited literature enumerated
above and our own experience. Our algorithm (Figure 6) begins at initial presentation, which can be
characterized as involving either vague abdominal complaints or upper
gastrointestinal bleeding. Each is evaluated as indicated in the algorithm
until a diagnosis is established and the staging work-up completed. Most of
these cases, as noted, are complex and require a thorough discussion at every
institutions Tumor board before a definitive regimen is implemented for each
patient. We designed a scoring system based on evaluation of published articles
and have incorporated this into the algorithm which would determine those
patients who are expected to require neoadjuvant treatment based on tumor size
and surgical resectability (Table 3).
We quantify tumor size on a scale of 1 to 4, with 1 representing tumors of less
than 2 cm in size and 4 assigned to tumors 10 cm or greater in size.
A similar ordinal scale is used to quantify surgical
resectability, which is determined by the surgeon’s evaluation of the imaging
studies and extent of disease. Surgical resectability is typically categorized
into four groups based purely on technical aspects: resectable with no
functional deficit; resectable with associated functional deficit; potentially
respectable; and unresectable or metastatic disease. Procedures which could
potentially result in functional disability include any form of reconstructive
procedure other than a wide excision with a primary closure (Billroth II,
Whipple’s procedure or a Valdoni-Strong procedure). All such complex procedures
receive a score of 2. If the tumor is of questionable resectability based on
diagnostic imaging, or if the surgeon is not sure of the surgical plan, we
categorize it as potentially resectable and assign a score of 3. Patients with
metastatic disease or unresectable disease or those with preoperative
biopsy-proven evidence of high grade tumor are assigned a score of 4. We
hypothesize that patients with a combined score
of 5 or more (potential scores ranging from 2 to 8) require neoadjuvant
imatinib therapy.
Imatinib mesylate is indicated in most patients with
high grade GIST and grading is usually not possible unless the specimen in
resected. In the setting of neoadjuvant therapy, assessment of mitotic index by
preoperative biopsy techniques is technically difficult unless an adequate core
biopsy specimen is available. At least 50 HPF need to be examined to definitely
conclude a low or intermediate grade GIST. We prefer to avoid core needle
biopsies due to potential intraperitoneal tumor spillage unless the tumor can
be biopsied through an endoscopic approach. In other circumstances, we would
proceed with only an FNA, which would complement the CT findings and help in
identifying certain high grade GISTs. Although less tissue is sampled with an
FNA, the presence of necrosis or higher mitotic figures may help in clinching
the diagnosis.
The presence of many mitotic indices in a smaller
sample is indicative of a high-grade tumor. FNA specimens are preferred from a
pre-operative perspective as they cause less tumor spillage, but they are more
challenging with respect to grading the tumor. However, the very presence of
mitotic cells and the Ki-67 labeling indexing in FNA specimens have been shown
to be significant predictive factors for high grade GIST (Ando et al, 2002).
After the score is calculated, the patients either undergo neoadjuvant therapy or operative exploration. Neoadjuvant therapy is initiated at full dose and patients are reevaluated with a CT and a PET scan at 6 to 8 weeks and again at 16 weeks. Patients with responding or stable disease after the follow up imaging studies undergo the full course of imatinib mesylate. Patients who demonstrate relapse or late resistance are either considered for alternative modalities of treatment with sunitinib or for definitive operative management or debulking procedures depending on the extent of the disease.
Patients who respond to imatinib mesylate therapy are
reassessed using the scoring system: if their score is less than 5 they are
managed surgically. Those with a score of more than 5 are considered for
definitive surgery or debulking procedures depending on the extent of the
disease. The aim of operative exploration is to achieve negative margins
without tumor spillage and, as indicated in the algorithm, the type of
procedure varies depending on tumor location and the size.
Caution has to be exercised when the surgical plan is
modified based on therapeutic response to neoadjuvant treatment. Specifically
in GIST, although tumor sizes may have decreased, there often is evidence of
microscopic disease in portions of the specimen that previously had
tumor-related PET activity but are currently PET inactive secondary to the
neoadjuvant treatment. Utilization of the Choi criteria helps to assess tumor
response in a systematic fashion and is more thorough compared to the classical
RECIST criteria (Choi et al, 2004). Based on a
study of 36 patients by Goh et al (2006), pathologic response of GIST to
imatinib mesylate is usually incomplete and does not correlate with the
complete response seen on PET scan. Their findings suggested that surgical
resection will continue to play a vital role in the treatment of patients with
advanced disease despite a response to imatinib mesylate. Hence we feel
that the surgical plan should be decided based on the baseline triphasic CT
scan obtained on initial evaluation, and we

Figure 6. Algorithm for management of GIST of the
pancreatoduodenal complex.
Table 3. Gopaldas-
Rohatgi pre surgical scoring to determine neoadjuvant therapy for GIST of the
pancreato-duodenal complex.
|
Tumor Size |
Surgical resectability |
Total score |
||
|
cm |
Score |
|
Score |
|
|
≤2 |
1 |
Clearly Resectable with no
functional deficit |
1 |
· Score is a summative score
obtained by adding the scores. · Score of less than 5 does
not require neoadjuvant therapy · Score equal to or more than
5 requires neoadjuvant therapy with imatinib mesylate · Neoadjuvant therapy may
convert unresectable tumors to resectable ones, but may not necessarily
assure negative surgical margin · Any surgery involving a
reconstruction of the duodenum other than a wide excision with primary
closure is considered as functional
deficit |
|
2< tumor ≤
5 |
2 |
Clearly Resectable with
associated functional deficit |
2 |
|
|
5< tumor ≤
10 |
3 |
Potentially resectable |
3 |
|
|
Tumor > 10 |
4 |
Unresectable Or High Grade on pre-operative
biopsy |
4 |
|
prefer
to stick to the initial plan unless a significant morbidity is associated with
it or unless the procedure is technically not feasible. Even though the tumor
burden may have decreased, we feel that an aggressive approach based on the
initial CT scan offers the best chance of obtaining negative margins. Necrosis of large and bulky tumors after imatinib mesylate
therapy has been the cause of gastrointestinal hemorrhage, enterocutaneous
fistula or even free perforation in certain cases of tumors elsewhere in the GI
tract requiring emergent surgical intervention (Yen et
al, 2006).
The usual response to imatinib is a global effect: in
cases of disseminated disease the response, irrespective of magnitude, will be
seen at all sites. Patients who develop resistance to imatinib after initial
successful response would benefit from surgery depending on the nature of the
resistance, relapse, and extent of disease and feasibility of surgery. The
scenario in which a patient is initially responsive to disease but subsequently
develops stable disease is a subject of controversy (Neuhaus
et al, 2005), and the issue remains as to whether these should be
considered cases of treatment resistance due to development of a new mutation
or be considered as maximal response with stabilization of disease. In our
algorithm we propose that patients with stabilization of extent of disease
after an initial response are responders and we recommend that they complete
the full course of therapy before intervening surgically. However, we consider
repeating CT and PET scans at 20 weeks from the initiation of therapy to
ascertain the stability of the disease before completing the full course of
treatment. There are no reliable data available yet for this particular
scenario. Late resistance is still a controversial issue and we do not
highlight it in our algorithm.
The algorithm we have designed only serves as a guide that has made the decision making process easier in the patients we have handled. Due to the miniscule number of cases reported in literature, although there are ongoing trials, it will be a while before solid data for statistical analysis would be available; however, these guidelines may help in stratifying patients and, once enough data has been accumulated, a retrospective analysis or a prospective randomized controlled trial could provide us with more insight into the issue.
In general, any patient who has received pre-operative
imatinib will require post-operative treatment. The duration of treatment
appears to be life long. We have developed a post-surgical scoring system for those
patients who did not receive neoadjuvant imatinib mesylate based on initial
tumor size, residual disease and histologic grade. The initial tumor size and
histologic grade is summated, while the residual disease component is a
multiplier to the summated score. A final score of 4 or more indicates a
requirement for adjuvant imatinib therapy. The score is calculated based on
final tumor size and grade, which are summative components, and the presence of
residual disease which is a multiplier component. (Table 4) This mathematic model serves as an easy method of
streamlining the decision making process for the need of post-operative
imatinib, but as previously mentioned more data are required to determine the
effectiveness of this scoring system. Patients with stable or responsive
disease should remain on treatment. There has been enough data in the
literature to support the finding that cessation of imatinib therapy in
responders is associated with disease flare-up, thus requiring life long
high-level suppressive doses (Blay et al, 2005).
Pathology specimens resected after neoadjuvant
imatinib may occasionally pose a diagnostic pitfall as GIST specimens from such
patients have demonstrated complete loss of CD 117 immunoreactivity due to a
change in phenotype (Pauwels et al, 2005).
Table 4. Gopaldas-
Rohatgi post surgical scoring to determine adjuvant therapy for GIST of the
pancreato-duodenal complex.
|
Tumor Size |
Tumor Grade |
Surgical outcome |
Total score |
||
|
cm |
Score |
cm |
Score |
Multiplier Score |
{Size score + Grade score} x { multiplier} Score
less than 4 does not require adjuvant therapy Score
equal to 4 or more requires post operative adjuvant therapy All
patients who received neoadjuvant therapy must receive post op therapy
irrespective of score. |
|
≤2 |
1 |
Low |
1 |
No residual disease X 1 |
|
|
2< tumor ≤ 5 |
2 |
Intermediate |
2 |
||
|
5< tumor ≤ 10 |
3 |
High |
3 |
Residual disease X 2 |
|
|
Tumor > 10 |
4 |
|
|
||
Isoform
analysis for specific exon 11 point mutation would be helpful in making the
diagnosis in such circumstances. Those patients who demonstrate rapidly
progressive disease should be considered for sunitinib, and imatinib should be
discontinued (Blay et al, 2005). These patients should be considered
for any of the ongoing clinical trials, as clear data are still not available
for the management of patients with advanced progressive disease, which is
uniformly fatal. The role of re-resection is not yet clearly defined. Focal
resistance to imatinib mesylate therapy can develop in specific lesions, in
which case limited resection of progressing lesions should be considered.
IV.
Conclusion
Gastrointestinal stromal tumors might well be called the tumors of the decade due to the tremendous growth in our scientific understanding of them and the controversies still surrounding them. The role of tyrosine kinase inhibitors has been clearly established in halting the progress of the disease in a certain number of patients, and has definitely enhanced the options available for managing these patients. Imatinib has been proven to be a valuable adjunct to surgery. Despite this, surgery remains the gold standard, primary modality for managing these tumors as the option offering the highest chance of cure. Caution has to exercised when dealing with stromal tumors that are CD-117 negative but clinically aggressive. These might be variant forms of GIST. Genetic analysis may be helpful in determining if a KIT gene mutation indeed exists. Endoluminal approaches are safer in establishing pre-operative diagnosis and avoid peritoneal seeding. The essence of surgical management is to avoid violating the tumor capsule and unnecessary manipulation of the tumor itself. We also strongly advocate the principle of obtaining negative margins at the very first specimen. Positive margins at the first specimen are indicative of violation of tumor territory/capsule and negatively impacts prognosis. Hence, we favor a very aggressive surgical approach for managing patients with pancreatoduodenal GIST and dissect well away from the vicinity of the tumor, although this might require major reconstructive operations in certain cases. The scoring system we have designed is based on extrapolating data available in the literature from GIST occurring elsewhere in the GI tract, as the amount of data available on pancreatoduodenal GIST is limited and will take time to accrue. The cut off points in our scoring system are based on clinical decisions pertaining to the cases we have reviewed and experienced. Although arbitrary to a certain degrees, we feel it would serve as a good tool until more data is available which would prompt revision of the scoring system.
Despite limitations due to the paucity of data
available, the algorithm we propose could serve as a reasonable guide for
managing these aggressive tumors in critical locations such as the
pancreatoduodenal complex. Ideally this could serve to streamline the treatment
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Raja R Gopaldas